Kant's Earliest Solution
to the Mind/Body Problem
From: http://antioch-college.edu/%7Eandrewc/home/Vitae/body_1999_apa_presentation.html
ABSTRACT:
In his first published work, Thoughts on the True Estimation of
Living Forces, Kant tried to show that a transeunt force that causes
change in substances' internal states could be the cause of both
motion in bodies and representations in souls. Kant contrasted his
understanding of force to the common vis motrix view, which he considered
to be incompatible with mind/body interaction. In this paper, I
discuss Kant's rehabilitation of the Leibnizian concept of vis activa
and his use of it to solve the mind/body problem. I focus on understanding
and evaluating the argument of Living Forces, Part I, sections four
through eight.
I
Change is not just change in motion: Kant's account of transeunt
internal change
In Living Forces section four, Kant discussed the notion of transeunt
internal change. Leibniz believed that the only effect of a substance's
force was a change in that substance's own internal states. Kant's
conception of change was broader than this in two respects: he believed
that transeunt or externally-directed force was involved in every
change and he believed that force could have external effects including
changes of motion.
Kant's conception of change was also broader than that espoused
by Wolff and other defenders of the vis motrix view, which held
that force may be transeunt but is always external because forces
cause changes in motion only. Wolff and other post-Leibnizian German
rationalists went astray, Kant argued, by giving a specific definition
of force as whatever changes a body's state of rest or motion. Kant
posited a broader and more abstract explanation of the effects of
force: substance A exerts a force on substance B just in case A's
agency changes the inner states or determinations of B.
Kant outlined this view in Living Forces section four, where he
argued specifically that this change provided the sufficient reason
for bodies' motions and changes of motion. I conclude below that
this conclusion was crucial for Kant's project of showing that a
single force causes both (change of) motion in bodies and (changes
of) representations in souls.
II
The argument of Living Forces §4[i]
Kant's conception of transeunt internal change supported a comprehensive
metaphysical explanation of the world. In Living Forces section
four, Kant specified the relation between substantial inner change
and the motion of bodies. Here is my reconstruction of his line
of argument:[ii]
(1) The force of a substance is determined by its transeunt effects
(see §1; this was a presupposition Kant shared with the defenders
of the vis motrix view);
(2) These effects are changes in the inner states of other substances
(§4, parenthetical remark to sentence two);
(3) At the first moment of exertion of force, substance A either
exerts all its force at once, or it does not (§4, sentence
two);
(4) There would be no motion if all substances always expended
their forces on each other at once (§4, sentence three);
(5) Since we want to explain motion, we must assume that in our
world a substance only utilizes a part of its force at the initial
moment of exertion (§4, sentence four);
(6) A substance must utilize all of its force: it must act with
all its force and it must have an effect that is commensurate with
its force (§1 and §4, sentences five and six);
(7) The consequences of this exercise of force are experienced
by us in the successive series of things, i.e. in time (§4,
sentence seven);
(8) Bodies thus apply their force on other bodies not all at once,
but gradually (§4, sentence eight);
(9) Since each substance that is acted on by a body receives only
part of that body's force, a body cannot act on exactly the same
substance in subsequent exertions of its force (§4, sentences
nine and ten);
(10) It follows that substance A must exert its force on different
substances at different times (§4, sentence eleven);
(11) There must exist a ground or sufficient reason why substance
A exerts its force on particular substances at different moments
(§4, sentence twelve);
(12) The ground for this is that as A acts successively it changes
its position; substance A is in motion relative to the substances
on which it acts (§4, sentences twelve, thirteen, and fourteen).
III
The "nach und nach" thesis
Kant thought that his account of a transeunt force that caused
inner change could also explain the motion of bodies. As he put
it at the start of section four, "There is, however, nothing
easier than to derive the source of that which we call movement
from the general concept of active force" (§4; 1:19).
Namely, as steps three and four summarize, Kant conceived of transeunt
internal change as the source of motion. Motion exists because substances
exert force on each other "nach und nach" (§4; 1:19),
which in this context means gradually, a little bit at a time. If
this were not the case, Kant stated, there would exist no motion.[iii]
By the "nach und nach thesis" I mean the claim that our
world is one where force is exercised gradually, a little bit at
a time. Kant apparently found it obvious that a world where substances
expended their force immediately would contain no motion, for he
stated this dogmatically. As Kant put it at the end of the first
paragraph of section four, if the world were like this, then the
exercise of vis activa could be explained without our having to
"name the force of bodies" or appeal to the concept of
motion (§4; 1:19). Thus Kant believed that, to explain motion,
we must assume that the nach und nach thesis is true or that substances
in our world exercise their forces gradually over time.
This provided Kant with a novel explanation of the source of motion:
motion is the effect of a transeunt internal force that is exercised
gradually over time, which is to say that motion is caused by the
deferment of the exertion of force. If the monadic substances that
constitute our world were not able to resist each other's vis activa,
the nach und nach thesis would not obtain and our world would be
motionless. Kant thus held that our world is composed of substances
that have both an active and a passive power: every substance exerts
force on other substances, and each substance resists the force
impressed on it by other substances. According to Kant, therefore,
the defenders of the vis motrix view were right to think that motion
is grounded on substances' force, but they erred in thinking that
the exercise of force cannot cause anything else besides motion.[iv]
Living Forces was a dogmatic text based on an incomplete philosophical
project. Nonetheless, Kant's first publication was an important
work, both because it set forth large elements of Kant's pre-critical
metaphysical system and because —as I have shown elsewhere—here
for the first time Kant raised issues and problems that set him
on the path towards the critical philosophy[v]. Under no illusions
that Kant's first work was complete or tenable on its own, in the
time that remains, I will sketch out as clearly as possible the
remainder of Kant's metaphysical vision, with the goal of making
understandable its most important element, Kant's first solution
to the mind/body problem.
IV
First application of Kant's account of vis activa: All substances
in our world are in space (Living Forces, part I, §§7-8)
In this section, I connect Kant's notion of transeunt inner change
with his explanation of the unity of our world. It followed from
the argument of Living Forces section four, I maintain, that our
world is unified spatially. From the specific manner in which the
nach und nach thesis is realized in our world, two important conclusions
followed. The first conclusion was that all of the substances in
our world are located in space. The second was that each substance
possesses an attractive force that attracts all other substances
in accordance with Newton's inverse square law of universal gravitation.
In Living Forces sections seven and eight, Kant affirmed the possibility
of a plurality of actual worlds. He defined a world as a whole that
is not a part of anything else. A world is not itself a substance,
but rather is a composite of the substances that constitute its
parts. These parts compose a genuine unity in virtue of the way
that they relate to each other. Specifically, a world is unified
in virtue of the principle of influx that specifies the manner that
substances can act on each other. As many actual worlds are possible
as are principles of influx; Kant concluded "it is actually
possible that God has created many millions of worlds" (§8;
1:22). Each world would consist of a set of substances that are
connected together by a different type of influx. Kant later—for
example, in the metaphysical works of the mid-1750s—called
this type or principle of influx the form or schema of a world.
Kant conceived of two broad categories or types of worlds, each
of which contained a different type of substance. First, a world
may contain just one substance, namely a solitary substances that
is capable of interacting with nothing else. This is the limiting
case: a solitary world has a form that makes impossible any influx.
Second, there are worlds that contain several finite substances,
all of which interact with each other in virtue of a principle of
influx. In these populous worlds the nach und nach doctrine either
holds true, in which case the world contains motion, or it does
not, in which case the world is static and, Kant suggested, is not
a spatial world.[vi] That our world contains motion implies that
it is a world of the second type whose form or schema involves a
principle of influx that causes vis activa to be expended successively.
Worlds, for Kant, denoted limits of interaction: no substance in
one world can interact with a substance in another world. Thus if
two worlds' principles of influx permitted inter-world action, then
the worlds would each be parts of a greater unity, not wholes that
are parts of nothing else. Kant maintained that each populous world
where the nach und nach thesis obtains would have a different type
of spatiality. The schema of our world, he believed, is such that
in it the nach und nach thesis is realized in a way that causes
the substances in it to interact in a three dimensional space where
Newton's inverse square law of universal attraction holds true.
It is just because our world is one where substances act outside
themselves in a certain way that our world has these features. Our
world is not unified with the substances in other worlds precisely
because those substances possess different forces and exist in a
different type of space. In those other worlds, the specific nature
of substances' exertion of vis activa makes possible different types
of interaction and spatiality.[vii]
V
The argument of §4 extended
Kant's discussion of worlds in sections seven and eight of Living
Forces allowed him to conclude that in worlds where the nach und
nach thesis obtains, all substances—material and immaterial—are
located in space. This allowed him to add three important steps
to the argument of section four:
(13) A substance exists in a certain world just in case it is
capable of interacting with the other substances in that world (§7);
(14) In a world where vis activa is exerted successively, external
relations of this kind entail a spatial location (§8);
(15) Since our world is one where vis activa is exerted successively,
it follows that all the substances in our world are located in space.
Step thirteen followed from Kant's definition of a world. Kant
took himself to have shown in section four that, in each world where
the nach und nach thesis obtains, the world's schema or form is
such that its substances interact via an influx that puts them in
spatial relation to each other. To show that all the substances
in our world are located in space, Kant required two things: (1)
knowledge that our world is one where the nach und nach thesis obtains,
and (2) an argument that the nach und nach thesis entails that substances
bear spatial relations to each other. The first point Kant considered
inductively proven by everyday experience. The second Kant considered
himself to have demonstrated in section four. Kant concluded that
the ground or sufficient reason why substance A exerts its force
on substances B and C at different moments is that that A bears
different relations of position and location to those substances.
Since the nach und nach thesis requires interaction to be successive,
this conclusion guarantees that nach und nach worlds are spatial,
i.e. are worlds composed of substances that bear spatial relations
to one another. Thus all the substances in our world are located
in space.
The crucial point for the purposes of this work is that Kant applied
this conclusion to all the substances in our world, material and
immaterial alike. In particular, souls, which he considered immaterial
substances, are located in space. This proved crucial to Kant's
proposed solution to the mind/body problem.
VI
Second application of Kant's account of vis activa: Kant's first
solution to the mind/body problem (Living Forces, Part 1, §§5-6)
In this section, I present and evaluate Kant's first solution to
the mind/body problem. I first argue that Kant understood the traditional
mind/body problem to presuppose several false interrelated assumptions,
namely that bodies' force is vis motrix, that bodies act only by
causing changes of motion, that bodies can be acted upon only by
being moved, and that souls and bodies do not share a common force.
Next I discuss why Kant believed that the vis motrix view was incompatible
with mind/body interaction; these sub-sections address, respectively,
the difficulties with matter acting on mind and the difficulties
with mind acting on matter.
All this prepares the ground for my discussion of Kant's own solution
to the mind/body problem. I argue that his account of mind/body
interaction can be understood as an application of his account of
transeunt inner change. In accordance with the divine schema of
our world, both souls and bodies possess a vis activa that is exerted
successively, and that has as its effect both the production of
motion in bodies and the production of representations in souls.
This follows because a condition of being in our world is being
located in space, and a substance can be in space only if it is
capable of acting on and being acted upon by every other substance
in the world.
I criticize Kant's argument for being dogmatic, for failing to
exclude the possibility of an objectionable hylozoism, and for presupposing
a metaphysical dualism that is extremely difficult to understand.
One problem with Kant's dualism is this: since Kant's understanding
of the divine schema of our world entails that each substance in
our world continually exerts an attractive force on every other
substance, there is reason to worry that souls are the same type
of simple substances as the monadic constituents of bodies. Although
this conclusion would seemingly strengthen Kant's claim that souls
and bodies are capable of interaction, I believe that it may have
committed Kant to an odd and unattractive materialism according
to which souls are not matter but are of a material nature.
Kant's understanding of the mind/body problem in 1747
Kant conceived of the mind/body problem as a series of related
difficulties with understanding how souls can act on bodies and
how bodies can act on souls. In each case, Kant argued, the difficulties
arise only if one assumes that vis activa is vis motrix. He titled
Living Forces sections five and six "the difficulties regarding
the action of body and soul which arise from the view that body
has no other force than vis motrix" (§5; 1:19-20) and
"the difficulty which similarly arises regarding the action
of soul upon body, and how through the introduction of vis activa
it can be removed" (§6; 1:20). The first paragraph of
section six demonstrates how the young Kant understood the mind/body
problem:
We meet with a difficulty when the question is raised how the soul
is capable of setting matter in motion. Both this and the above
difficulties [regarding the action of the body on the soul] vanish,
and considerable light is cast upon the nature of physical influence,
when the force of matter is viewed not in terms of motion but in
terms of those effects in other substances which we are not in a
position to define more precisely. For the question whether the
soul can cause motions, that is, whether it has a moving force,
now takes the altered form, whether its essential force can be determined
to an outwardly directed action, that is, whether it is capable
of acting on other beings outside itself, and so of producing changes
in them. (§6; 1:20)
Kant maintained that the alleged difficulties with mind/body interaction
all share several false assumptions: that bodies possess vis motrix
only, that a body can act only by causing motions in itself or something
else, that a body can be acted upon only by being moved, and that
the moving force of bodies is alien to whatever type of force immaterial
substances possess. These assumptions generated two main difficulties
for understanding mind/body interaction. First, if a body can act
only by exerting vis motrix, then a body can act on a soul only
if it can cause the soul to move. But, Kant objected, such an explanation
would do nothing to explain the characteristic effect of matter
on the soul, namely the production of representations. If bodily
force is a moving force, he concluded, the body's power to produce
mental representations is an unfathomable mystery. The second problem
is closely related to the first. If bodies can be acted upon only
by being caused to move, then the assumption that the essential
force of the soul is notvis motrix (but some unknown power) provided
no basis for explaining how souls could act on bodies. For these
reasons, he concluded, the vis motrix view entails that the nature
and possibility of the mind's action on the body are hermetic puzzles
that philosophy will never crack.
Kant believed that the traditional conception of the mind/body
problem was wrong on all counts. He believed, first, that both main
assumptions were false and, second, that applying his account ofvis
activa could dissolve all of the alleged problems with the action
of the mind on the body and the action of the body on the mind.
In a slogan, Kant believed that the crucial question was not whether
bodies and souls can move each other, but rather was whether each
can affect transeunt internal change on the other.[viii]
If one accepts that vis activa is vis motrix, Kant admitted, it
is indeed mysterious how "matter can be capable…of generating
representations in the soul of man" (§5; 1:20). Here is
how he put the problem:
What, it is claimed, can matter do beyond causing motions? All
its force can at most result merely in displacing the soul from
its position in space. How is it possible that the force, which
can only give rise to motions, should generate representations and
ideas? The latter being things of so entirely different an order
from motions, it is not conceivable that they should have their
origin in a force of that description. (§5; 1:20)[ix]
If the vis motrix view was correct, then motion would be the only
effect that matter could cause. Kant found it is "paradoxical"
to think that something that can cause motions only could "impress
certain representations and images on the soul" (6; 1:21).
To think that motion could do this, Kant judged, was an inconceivable
non sequitur.
Of course, Kant himself denied that motion is the only effect of
the exertion of a body's force. He believed that the primary or
essential effect of force was change in a substance's inner states.
To be sure, he also maintained that motion may be a secondary effect
of the exertion of vis activa; this is the case in those worlds—including
our own—whose schema or form determines that vis activa is
exerted successively. However, even in worlds where the nach und
nach thesis holds true, Kant's position was that matter can exert
force without causing any motion, which was what his prized but
obscure example of a sphere resting on a table was meant to demonstrate.
Kant held a similar attitude about the alleged mystery of the mind's
action on the body. If the vis motrix view is correct, then the
action of the mind on matter is just as mysterious as the action
of matter on mind. If vis activa were vis motrix, then the mind
could act on matter only if it could cause the body to move, but
once again this seems impossible because immaterial substances are
"things of so entirely different an order from motions"
(§5; 1:20).
However, Kant denied that matter can only be acted upon by being
moved. According to his monadism, matter is composed of monadic
or simple substances. Matter changes, Kant concluded, when and only
when a monad's internal states are changed by another monad's vis
activa. As he argued in Living Forces section four, the motion that
we sometimes observe accompanying change is a secondary phenomena
that arises when vis activa is exerted gradually over time. Kant
believed that the mind/body problem is dissolved "when the
force of matter is viewed not in terms of motion but in terms of
those effects in other substances that we are not in a position
to define more precisely" (§6; 1:21). Indeed, it was precisely
by attempting to define Leibniz's notion of vis activa more precisely
that Leibniz's successors generated the difficulties with understanding
force, action, change, and mind/body interaction. Kant's own notion
of transeunt inner change was designed to turn away from the vis
motrix view and recapture the philosophical utility of a vis activa
whose activity is understood—in a general sense only—to
cause change in a substance's inner states.
I have explained Kant's strategy for solving the mind/body problem,
but have as yet neither presented nor evaluated the details of his
solution. Uppermost among the questions about Kant's solution are
whether his account of vis activa and transeunt inner change could
really account for the body's capacity to cause representations
in the mind and explain the real possibility of matter being acted
on by an immaterial substance. Kant's line of reasoning continued
the extended argument of the opening sections of Living Forces:
(16) It follows from steps 1-15, that the source of motion is not
a moving force;
(17) Likewise, physical influence does not have its origin in moving
forces;
(18) Physical influence, rather, has its source in the external
effects of vis activa;
(19) The mind/body problem has its source in the mistaken belief
that bodies have an essential moving force that is of a different
order from whatever force spiritual substances possess;
(20) Since all substances in our world possess vis activa that
is exerted in accordance with our world's schema, the problem of
causal interaction between minds and bodies is to be solved in precisely
the same way as the problem of causal interaction between bodies;
(21) Namely, the possibility of causal interaction between minds
and bodies will be proven if one can show that souls, like bodies,
are capable of acting on things outside themselves;
(22) Since each substance in our world is present in space (step
15), it follows that each soul is present in space;
(23) Since a necessary condition of being present in space is acting
outside oneself (steps 13 and 14), it follows that the soul is capable
of acting on things outside itself;
(24) Indeed, since both bodies and souls are present in space,
it follows that, in accordance with the schema of our world, each
type of substance must be capable of changing the inner states of
the other type;
(25) Since the motion of bodies is a secondary effect of changes
of this sort, it follows that a soul is capable of causing a body
to move by changing the inner states of the monadic substances of
which that body is composed; and
(26) Since each soul is a monad whose inner state is "the
compound of all its representations" (§6; 1:21), it follows
that a body's capacity to change the inner state of a soul implies
a capacity to cause representations in that soul.
Kant argued that the real possibility of interaction between our
bodies and our souls is guaranteed by the way that, in accordance
with the divine schema, the nach und nach thesis holds true in our
world. Kant's argument rests on two claims. Against the vis motrix
view, Kant argued, it is possible for bodies to act without causing
motion, and it is possible for bodies to be acted upon without being
caused to move. Kant's example of a sphere sitting on a table provided
him with a concrete model of this: the sphere acts on the table
in a way that involves no motion, for the weight of the sphere presses
down on the table even when the sphere is at rest. Kant's deep point
about change was that this case is no different from those where
change is accompanied with motion: at the most fundamental level,
all change is change in a monadic substance's inner state. When
the internal states of the monadic constituents of a body change
in this manner, the body often moves, although, as the sphere example
was meant to demonstrate, this is not always the case. Thus there
is no mystery about how an immaterial soul could cause a body to
change motion: like all the other cases of action in our world,
a soul acts on a body by exerting its vis activa in a manner that
causes transeunt inner change in the bodies' constituent monads.
The possibility of a body acting on a soul can of course be explained
in exactly the same manner: a body acts on a soul by exerting vis
activa on the soul in a manner that causes the souls to undergo
transeunt inner change. Kant's solution gave him what he thought
he needed to explain specifically why it is possible for bodies
to act on souls in a way that causes changes in souls' representations.
Unfortunately, his argument dogmatically presupposed that "the
whole inner state of a soul" is nothing but a manifold of representation
(§6; 1:21).[x] Although rationalist metaphysicians had long
held similar views, Kant did nothing to defend or explain this claim.
He could perhaps be excused for not defending a philosophical commonplace
of his time, but in this case his silence vexes contemporary interpreters.
One problem is with understanding how Kant distinguished the monads
out of which bodies are composed from the monads that are identical
with souls. Was his view that the inner states of the former—what
he later called "physical monads"—consisted of manifolds
of representations? If so, Kant would be hard pressed to avoid the
hylozoism he criticized in Leibniz.[xi] However, if the inner states
of certain monads were not manifolds of representation, would not
this require him to justify his claim that the inner state of each
soul is simply "the compound of all its representations"
(§6; 1:21)? By design, Kant's conception of monadic inner change
was bereft of specificity – he described this change as causing
"effects in other substances that we are not in a position
to define more precisely" (§6; 1:21). Unfortunately, Kant's
account of monads themselves was similarly imprecise, an imprecision
that would eventually prove fatal to the system of metaphysics he
developed in the 1740s, 1750s, and early 1760s.
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