Concerning the Relationship Between Non-Spatiotemporality
and Unknowability of Things in Themselves in Kant's Critique of
Pure Reason
Juan Adolfo Bonaccini
Federal University of Rio Grande do Norte/National Research and
Development Council, Brazil
juan@cchla.ufrn.br
ABSTRACT: In the present paper is analyzed the relationship between
Kant's theses concerning unknowability and non-spatiotemporality
of things in themselves. First of all, it is argued that even by
taking for granted that the Unknowability Thesis does not contradict
the Non-Spatiotemporality Thesis, because the former can be thought
as a consequence of the latter, this is not enough to avoid another
problem, namely, that the Non-Spatiotemporality Thesis is not sufficient
to abolish the possibility of thinking consistently of space and
time as empirical or material. It is also remembered that this point
has already been partially envisaged for the first time by H.A.
Pistorius (and later by A. Trendelenburg) and raised as the objection
of the "third possibility" or "neglected alternative."
Furthermore, it is maintained that although Kant tries to eliminate
this possibility in the Metaphysical Expositions of Space and Time
(but not in the Antinomies), by attempting to prove that space and
time are only formal necessary conditions of sensibility, he cannot
do it successfully. Hereafter it is argued that his circumstance
is not due to the above objection itself, but to another difficulty
that can only be grasped through the analysis of Kant's main argument
in the Metaphysical Expositions of Transcendental Aesthetic. Ultimately,
in order to show this difficulty, it is argued first that insofar
as the Non-spatiotemporality Thesis supposes the validity of the
Singularity Thesis, and this supposes the validity of the Apriority
Thesis, the whole force of proof reposes on this latter. Secondly,
it is shown that, despite his effort, Kant could not justify satisfactorily
his claim to the formal apriority of space and time because of his
failure to demonstrate necessarily the Apriority Thesis.
I
We have already given a detailed account of this question in another
place, (1) so that here we will try to explain only one of the main
arguments. The reason why we have chosen the following one among
the others reposes on the fact that it involves an almost unperceived
supposition on Kant's part, whose possible implications we would
like to explore.
The first thing to be said is that Kant says we cannot know the
things as they are in themselves, because in this case they would
be essentially neither spatial nor temporal ones. We could surely
ask: how can Kant say that, while maintaining simultaneously the
Unknowability Thesis? How can he say that things in themselves are
neither spatial nor temporal, if he admits that they are unknowable
for us? The difficulty was already grasped in Kant's time. The best
answer to the question seems to be that Kant formulates the Unknowability
Thesis as a consequence of the Non-spatiotemporality one. (2) To
know how things in themselves would be, we would need to know how
they would be out of its spatiotemporal condition. We know certainly
that things cannot be spatiotemporal in themselves, because things
in themselves are the same empirical things viewed or considered
by abstracting from the subjective conditions of our sensibility,
namely space and time. (3) So, if space and time are the only necessary
conditions of giveness of anything whatsoever to be perceived by
rational finite beings, then, insofar as we are also rational finite
beings, we can never know anything whatsoever out of space and time.
In other words: we cannot know the things considered as they would
be in themselves, without their spatiotemporal features, because
we can only know something on condition of its giveness in space
and time. So though we cannot know things in themselves, we can,
argues Kant, think them. We can really think how they could be without-"by
abstracting from"-the (inter-)subjectively added aspects, i.e.
completely out of spatiotemporal coordinates. (4)
These considerations show that it is impossible that the Unknowability
Thesis contradicts the Non-spatiotemporality Thesis. (5) When we
read Kant's Argument correctly, we perceive the sequence or arrangement
of the analysis, in a word, its hierarchy. In fact, Kant defends
the Unknowability Thesis after proving the Non-spatiotemporality
one. (6) But this circumstance is not enough to prove that things
in themselves would be necessarily non-spatiotemporal. And moreover,
if it is sound, then we ought to acknowledge that Kant cannot demonstrate
the Unknowability Thesis either. So, if we want to know why this
argument does not suffice to prove what Kant claims, we have briefly
to examine the whole argument. That's the aim of the following parts
in the present paper.
II
At the beginning of the Introduction to the Kritik Kant polemically
suggests that experience could be a "composition" (Zusammengesetztes)
made, on one side, of the content of "impressions" (Eindrcke),
and on the other side, of the possible contribution of our "cognitive
powers" (Erkenntnisvermgen). (7) Both rationalists and empiricists
had generally admitted there are "sensible" and "non-sensible"
components in knowledge, as well as the existence of so-called "analytical"
and "synthetical" propositions grounded upon them. But
they had disagreed with regard to the weight and function of each
one of these elements in the whole process of knowing, and mainly
in respect of its origins. Despite his differences with both positions,
in order to prove the possibility of non-trivial (synthetic) a priori
knowledge Kant accepts in principle general features of both points
of view. His procedure, we could say, consists in an apagogical
way of arguing against and refuting them. He begins by accepting
trivial non-polemical aspects for the purpose of showing their limitations,
and to guard thereby his thesis: we can know in fact synthetically
a priori because we don't know but about appearances, phaenomena.
In other words: we have a priori knowledge only because we know
nothing about things in themselves. (8)
Kant concedes it is certainly true that we have experience, and
that experience is par excllence the starting-point of human knowledge.
But does this mean we have only empirical knowledge? If so, he thinks
we would have no science at all, because all knowledge would always
involve only sensible, empirical and therefore inductive propositions.
Always empirical cognitions, but not universal and necessary ones.
Nonetheless, both the rationalist and empiricist positions admit
the existence of scientific knowledge, Kant seems to think, so that
to accept that all our knowledge comes only from sensible experience
would not follow. So we have in one way or another some knowledge
that is universal and necessary. And if so, then, while experience
qua experience gives neither necessity nor universality, we must
admit the existence of non-empirical cognition or knowledge that
cannot have its origin or "fount" (Quelle) in sensible
experience.
Thus, by starting from this hypothesis of the composed nature of
our knowledge, Kant is allowed to admit: first, as the empiricists
do, that we have actually sensible experience qua starting-point
of knowledge, and secondly, in spite of this chronological "sense-perceptual"
origin of knowledge, that we have "rational" knowledge
of some universal principles or notions which do not have their
origin in perception and does not come from experience, as the rationalists
had thought. That's the meaning of Kant's famous statement: "Although
all of our knowledge begins with experience, this does not merely
imply that all of it originates from experience. Because it is quite
possible that even our empirical knowledge would be a composition
of what we received from impressions and what our cognitive powers
(occasioned solely by sensible impressions) give by themselves..."
(9)
If experience is undoubtedly the temporal "starting-point",
but not the "epistemic" principle of knowledge, then we
have in principle the possibility of thinking there are some principles
working as conditions for knowledge of experience, even by starting
from sense-perceptions. It is also possible that there is universal,
necessary and non-trivial knowledge based on these principles, and
if we really have these as conditions, then we will know a priori
something about them. Yet it remains to be proved that these are
necessary conditions of sensibility. We must prove that rational
finite beings could perceive nothing if not under these conditions.
When we solve this problem successfully, it appears to suffice to
show that we cannot know things in themselves because of their non-spatiotemporality.
Yet to prove that we are only able to have perceptions of things
under these conditions, it is not enough to take for granted that
things in themselves are neither spatial nor temporal. It is not
sufficient, unless we have before proved that space and time are
undoubtedly the only subjective conditions under which we can have
sense-perceptions of things as appearances. In other words, the
discussion with the rationalists and empiricists relative to the
origins of human knowledge gives Kant the possibility of demonstrating
what he wants, but he has yet to prove it.
It has been argued, since Kant's time, that his theory of human
sensibility in the Trancendental Aesthetics shows only that we always
know the things of experience in space and time, but not that things
cannot be at the same time spatial and temporal in themselves too.
(10) Yet since this is not the supposition we stated at the beginning,
it would have been generally "unperceived". This is the
famous objection of the "neglected alternative", which
has been quite early grasped by some contemporaries of Kant. In
fact, the supposition about which we would like to speak appears
to be similar to that one, but it is not so. (11) If, however, we
pay attention to the two most frequent replies to this objection,
then we will understand the unperceived supposition with which we
want to deal.
III
There are two possible answers which both originate in one and
the same principle. The first one consists in maintaining that Kant
has absolutely not neglected whatever alternative. The first possibility
of answering would consist in arguing that Kant proves in the Trancedental
Dialectic, namely in the Antinomies, that it would be contradictory
to suppose or admit that the things in themselves could be spatiotemporal.
(12) The second one would consist in replying that Kant had already
demonstrated in the Transcendental Aesthetics it is not adequate
to maintain that the things in themselves could be spatial and temporal.
When we put away the former, by replying that Kant does not prove
in the Antinomies that the supposition of knowledge of things in
themselves is contradictory, because Kant himself recognizes the
contrast of propositions performs only a "dialectical opposition"
, not an 'analytical' contradiction, (13) and therefore space and
time could be still things in themselves or even their qualities;
we can try to answer the question by searching for Kant's reasons
for the impossibility that things in themselves are spatial and
temporal in the Aesthetic. That appears to be rational and quite
easy: it's trivial that Kant takes this point, against Newton and
Leibniz, as needing to be answered and refuted.
As soon as the Aesthetic begins, Kant definites basic terms and
introduces the distiction between mediate and immediate knowledge.
The latter is named by Kant "intuition" (Anschauung).
(14) Kant analyses this notion in its elements and explains it in
contrast with some others like "to be given", "to
be affected by objects", "sensation", etc. We have
intuitions, he teaches, when objects have been given to us, to our
senses before; and this occurs only when we have sensations qua
effect of their action upon us. The sensibility itself is defined
as the "ability of being affected by objects". (15) So
that there are always sensations for us, when we have been affected
by things. Later he draws a distinction between empirical intuition
(i.e. that given through sensation), and "pure" intuition,
negatively defined as the one without any element or remainder of
sensation. Afterwards he introduces the concept of appearance (Erscheinung),
as well as those of matter and form of appearance. Appearance is
defined as the "indefinite object of the empirical intuition"
(der unbestimmte Gegenstand einer empirischen Anschauung), sensation
as its matter, and form as its non-sensible possibility of ordering.
Form, in opposition to matter, says Kant, ought to be a priori,
because the ordering relations of matter cannot have its origin
in sensation itself. (16) With this elements, after having put aside
all mediate components of knowledge, Kant entertains the task of
isolating within immediate knowledge the sensual components from
the formal ones. In order to be allowed to say that space and time
are neither things in themselves nor qualities of them, Kant first
raises the question about the essence of space and time. He found
two unsatisfactory and contrasting answers and tried to give another
alternative. (17) With this aim he tries to prove against Newton
that space and time are not concepts empirically acquired from experience,
and against Leibniz, that they are not relational or general concepts
either. Only after these arguments, Kant presents the thesis space
and time are pure intuitions; and only after that can Kant defend
the Ideality Thesis, namely, that space and time are the forms of
sensibility and hence the unique conditions under which objects
can be given to us. According with this line of argument, the whole
question has been decided by Kant principally within the Metaphysical
Exposition of space and time. (18) We think it occurs, on the whole,
in points 1 and 2 of both expositions. Independently of determining
if the first through the forth points of the metaphysical exposition
of space, and if the first through the fifth points of the metaphysical
exposition of time, are themselves different "arguments"
or successive "steps" of one or two arguments, (19) we
can say that Kant needs first to prove the "Apriority Thesis"
and second the "Singularity Thesis"; so that the "Ideality
Thesis" as well as the "Non-spatiotemporality Thesis"
follow from those first ones. Finally, the Unknowability one is
logical implication of this latter. That's the reason why, if Kant
could not prove successfully any of the previous theses he undertakes
to prove, he could not prove the Unknowability Thesis either. The
most important point to prove is therefore the Apriority Thesis,
because Kant must prove it first of all to be allowed to prove that
space and time are not empirical. If space and time would be empirical,
then they could not be pure forms or intuitions. And if it would
be so, then Kant could not prove that we can not know things in
themselves. The points to be proved are: 1) that space and time
are not empirical concepts; 2) (taken for granted that (1) has been
satisfactorily proved) that they are not a priori concepts either;
3) that (taken for granted that (1) and (2) have been proved) they
are a priori intuitions.
Taken for granted that (1), (2), and (3) have been proved, Kant
can implies that: a) we can know only objects given to us in space
and time; b) things in themselves could not be spatial neither temporal;
and c) hence we cannot know things in themselves, but only appearances.
If so, then we see that the force of the whole argument reposes
on (1). Kant must demonstrate first of all that space and time could
never be empirical to show they must be viewed as a priori. The
Apriority Thesis is then the crucial point to discuss. And we make
it in the next part.
IV
The Apriority Thesis was been presented and justified by Kant at
points 1 and 2 of both metaphysical expositions. So let's examine
it to show the hidden supposition mentioned at the beginning of
our analysis.
The first step of the argument-or, if one prefers, the first argument-declares
space and time could not be empirical concepts abstracted from empirical
things, because we must always suppose both of them before having
experience of any object. (20) This amounts to admitting space S
and time T are conditions of the experience of the objects A, B,
C, and so on. And this is equal to saying that space and time are
conditions of experience or sense-perception, and therefore, that
they are both a priori. Nonetheless, we can certainly ask: is Kant
allowed to say that? May this claim be applied justifiably to this
purpose? We think not, because this claim was just the aim of the
whole argument: if space and time are not empirical concepts abstracted
from sensible impressions, they can only be representations preceding
experience, i.e. a priori. From which follows that it is not enough
to say that space and time are empirical concepts because they are
representations a priori. That is precisely what was to be demonstrated!
By itself, this step is a petitio principii. In spite of this problem,
we could still think it would be only the statement of the thesis;
and then we could consider the other step or argument (21) (2.)
as the proper proof. (22)
The second step of argument (23) is well known. Kant explains it
by saying that we can perfectly represent an empty space and an
empty time, but nothing whatsoever out of space and time. (24) On
the basis of the consideration that we cannot abstract space and
time notions from experienced (perceived) things, Kant concludes
its apriority. If space and time were empirical, it appears that
we could represent any object without space and time or any of their
properties, and space and time might not exist. But though we can
think of space and time without any object whatsoever, we cannot
represent objects without having to suppose them to be spatial and
temporal. Apparently from this we can derive the Aprioriry Thesis:
we need to suppose a priori space and time to have experience on
the whole. Yet the apriority that we find in Kant's argument is
not sufficient to justify the claim that space and time are "formally"
a priori. Let's try to envisage why.
The argument for the apriority consists on the whole in arguing
that Space and Time are in themselves neither empirical things nor
their properties because the experience or perception of things
is only possible on condition that one supposes both of them before
experiencing or perceiving anything, and this is so because if Space
and Time were not a priori, then we could represent at least one
thing out of space or time, or even the non-existence them. But
we cannot really represent anything out of them, including the possibility
of the non-existence of space and time. Ergo, both of them are a
priori representations.
Now, we must still remember that Kant takes part in the discussion
between Leibnizians and Newtonians concerning the nature of space
and time; and that he wants to prove against them his alternative.
So that, in relation to those opponents, Kant needs to prove his
point of view in a necessary way, i.e. apodictically. That's why
we might always ask if Kant can do this. To answer the question,
we must first know how he could do it: he could only do it, if he
could prove necessarily that the contrary option is a contradictory
one, and therefore no option at all. That's why the question is:
does Kant really prove that the contrary alternative is contradictory?
Apparently he does; but not actually. Because it is not contradictory
to think of these representations as apriori and at the same time
abstracted from experiences.
It is quite possible the representations of space and time are
acquired by successively and unconsciously contrasting a lot of
experiencies, which were used to understand things and relations
between each other. I can perfectly think of space and time as "psychological"
a priori but not "pure" a priori; so I can think that
I must suppose space and time a priori but only because experience
has taught me that things are themselves spatiotemporal.
To prove necessarily that space and time are a priori representations
in the "strong" sense-as "pure" a priori-Kant
needs to demonstrate that we cannot absolutely think of them but
as a priori. Given that this task implies the impossibility of a
non-contradictory thinking of a contrary alternative, and that we
can really think free from contradictions that space and time are
empirical, we must infer that Kant could not prove the contrary
alternative is contradictory. If Kant could do that, then the argued
"necessity" of the representations of space and time would
be logical. But it is only "psychological" and "subjective":
we must always suppose space and time in order to have experiences,
but this does not imply necessarily that it is so because space
and time could never be empirical things (and our representations
derived from them) or properties of them. It's possible to think
the contrary possibility out of any contradiction.
There exist at least two possible responses to the argument presented
here. The first is that based on the argument of the Antinomies,
which is already mentioned above. The second consists in arguing
that this necessity is neither logical nor psychological but transcendental.
A full response to this point is beyond our present scope, but we
can at least suggest our line of the argument: Kant can only speak
transcendentally after proving the Ideality Thesis, yet he can only
establish transcendentality (through the Ideality Thesis) after
having proven the Apriority Thesis.
Notes
(1) Cf. J. A. Bonaccini. O Conceito de Coisa em Si no Idealismo
Alemo. Sua atualidade e relevncia para a compreenso do problema
da Filosofia. (The Concept of 'Thing in itself' in German Idealism:
Its Relevance to the Understanding of the Problem of Philosophy).
Rio de Janeiro: IFCS/UFRJ. 1997, Second Part, Chapter 2.
(2) See: Immanuel Kant, Kritik der reinen Vernunft, Nach der ersten
und zweiten Original-Ausgabe neu herausgegeben von Raymond Schmidt.
Hamburg: F. Meiner.1930/ Durchgesehener Nachdruck von 1976 (abreviated:
KrV), and compare especially A26-27/B42-3 and A42-43/B59-60.
(3) See about this statement: Henry E. Allison, Kant's Transcendental
Idealism. An Interpretation and Defense. New Haven/London: Yale
University Press. 1983, pp. 3-13; 237-242, and Gerold Prauss, Kant
und das Problem der Dinge an sich. Bonn: Bouvier. 1989, pp. 52-61.
Cf. Jacinto Rivera de Rosales, La Realidad en s en Kant. Madrid:
Universidad Complutense. 1988, pp. 356-367; Lo Freuler, Kant et
la mtaphysique spculative. Paris: Vrin.1992, pp. 171-182/ 200-207;
Marco A. Frangiotti, "Refuting Kant's 'Refutation of Idealism'
", pp. 93-95, in: Idealistic Studies 25, n.1 (winter 1995)
: 93-106.
(4) See for example KrV, A38/B55.
(5) In other way, something different of us, Lorne Falkenstein
have recently considered this point in his paper "Kant's Argument
for the Non-spatiotemporality of Things in Themselves", for
example at p. 282, in: Kant-Studien 80 (1989) : 265-83. We can also
find versions (or the main idea) of this argument in H. E. Allison,
op. cit., p. 241, and "The Non-spatiality of Things in Themselves
for Kant", p. 319, in: Journal of the History of Philosophy
14 (1976) : 313-321; Ralf Meerbote, " The Unknowability of
Things in Themselves", pp. 169-170, in: Kant's Theory of Knowledge
(Ed. by L.W. Beck). Dordrecht: Reidel.1974, pp.166-174; Kenneth
Rogerson, "Kantian Ontology", p. 3, in : Kant-Studien
84 (1993) : 3-24; Jill Buroker, Space and Congruence. The Origins
of Kant's Idealism . Dordrecht: Reidel. 1981, pp. 99-100; Lauchlan
Chipman, "Things-in-Themselves", 265ff. in: Immanuel Kant.
Critical Assessments. (Ed. by Ruth Chadwick and Clive Cazeaux).
London/New York: Routledge. 1992, Vol. II, pp. 263-275.
(6) See for example A26-28/B42-43. Cf. Falkenstein, op. cit., p.
265.
(7) KrV, B2.
(8) KrV, BXVI-XIX. Cf. B XX-XXVIII; B59-60, B73, etc.
(9) "Wenn aber gleich alle unsere Erkenntnis mit der Erfahrung
anhebt, so entspringt sie darum doch nicht eben alle aus der Erfahrung.
Denn es knnte wohl sein, dass selbst unsere Erfahrungserkenntnis
ein Zusammengesetztes aus dem sei, was wir durch Eindrcke empfangen,
und dem, was unser eigenes Erkenntnisvermgen (durch sinnliche Eindrcke
bloss veranlasst) aus sich selbst hergibt..." (KrV, B1); author's
translation.
(10) This is the famous objection of a third alternative "forgotten"
by Kant, the so-called "neglected alternative". See about
this point Allison (1983: 111-114). The first to raise it clearly
and correctly was Hermann Andreas Pistorius; yet it had been thereafter
raised by others leibnizians of Eberhard's Circle. On this point
see principally Hans Vaihinger's Commentar zu Kants Kritik der reinen
Vernunft (Second Edition, Stuttgart: Union Deutsche Verlagsgesellschaft.
1922) , Vol. II, pp.142-151. Almost one hundred years later Adolph
Trendlenburg gives a new version of the same objection, especially
in his Logische Untersuchungen. Leipzig: Hinzel.1862. Concerning
Trendelenburg's objection see also Vaihinger, op. cit., II, pp.
130-142 /290-326. Falkenstein, Buroker and others also treat of
this problem.
(11) See our : O Conceito de Coisa em Si no Idealismo Alemo, op.
cit., Second Part, Chapter 2.1.1.
(12) So Roberto Torreti,"On the subjectivity of objective
space", p. 570, In: Proceedings of the Third International
Kant Congress. (Ed. by L.W. Beck). Dordrecht: Reidel.1972, pp. 578-573;
Alfred C. Ewing, A Commentary on Kant's Critique of Pure Reason.
Chicago: The University of Chicago Press. 1938, pp. 50ff. According
to Vaihinger, Kuno Fischer had already used this argument at the
end of XIXth Century against A. Trendelenburg. See op. cit.,Vol.
II, 301ff.
(13) KrV, B 531-532.
(14) KrV, A19/B33.
(15) "Die Fhigkeit (Receptivitt), Vorstellungen durch die
Art, wie wir von Gegenstnden affiziert werden, zu bekommen, heisst
Sinnlichkeit" (ibidem).
(16) Vaihinger observed with reason that Kant supposed it to be
evident and did not prove it. (See Vol. II, pp.69ff.). Many skeptic
people could raise the following question: why does order exist
necessarily apart from sensations? Why could not have its origin
in the matter itself, unless we have already suppose it is impossible?
And moreover, why it is not possible, unless we assume that we know
only appearances? Yet it is just what was to be proved!
(17) Allison (1983: 81).
(18) Though something different to Buroker, Allison and Falkenstein,
Manfred Baum have recently started , in principle, from this same
supposition against Paul Guyer's new undertaking of Trendelenburg's
objection (see Guyer's Kant and the Claims of Knowledge. Cambridge.
1987, pp. 362-368 - apud Baum). See Manfred Baum's paper, "Dinge
an sich und Raum bei Kant", pp. 63ff. (especially p. 70), in:
Akten des 7. Internationalen Kant-Kongresses (Kurfrstliches Schloss
zu Mainz, 1990, Hrsg. von Gerhard Funke, Bonn: Bouvier, 1991), Sektion
B/II.1, pp. 63-72.
(19) There has been a large controversy about this point. See Allison
(1983: 82ff.) and Vaihinger (Vol. II, pp.156-202).
(20) See KrV, A23/B38 and A30/B46.
(21) We refer to KrV, A24/B38-39 and A31/B46.
(22) Similarly to Vaihinger (opus cit., vol. II, pp. 186ff.) and
Paton (Kant's Metaphysic of Experience. New York: Macmillan. 1936,
Vol. I, p. 112, apud Allison (1983: 85), to whom Paton is not wright
respect to it)
(23) After having already showed that the first point (1) could
not be valid alone as a proof of its purpose, we can maintain that
it is one of the steps of the argument for Apriority.
(24) See KrV, A24/B38-39 and A31/B46
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