Section III
Of the Association of Ideas.
IT is evident that there is a principle of connexion between the
different thoughts or ideas of the mind, and that in their appearance
to the memory or imagination, they introduce each other with a certain
degree of method and regularity. In our more serious thinking or
discourse this is so observable that any particular thought, which
breaks in upon the regular tract or chain of ideas, is immediately
remarked and rejected. And even in our wildest and most wandering
reveries, nay in our very dreams, we shall find, if we reflect,
that the imagination ran not altogether at adventures, but that
there was still a connexion upheld among the different ideas, which
succeeded each other. Were the loosest and freest conversation to
be transcribed, there would immediately be observed something which
connected it in all its transitions. Or where this is wanting, the
person who broke the thread of discourse might still inform you,
that there had secretly revolved in his mind a succession of thought,
which had gradually led him from the subject of conversation. Among
different languages, even where we cannot suspect the least connexion
or communication, it is found, that the words, expressive of ideas,
the most compounded, do yet nearly correspond to each other: A certain
proof that the simple ideas, comprehended in the compound ones,
were bound together by some universal principle, which had an equal
influence on all mankind.
Though it be too obvious to escape observation, that different
ideas are connected together; I do not find that any philosopher
has attempted to enumerate or class all the principles of association;
a subject, however, that seems worthy of curiosity. To me, there
appear to be only three principles of connexion among ideas, namely,
Resemblance, Contiguity in time or place, and Cause or Effect.
That these principles serve to connect ideas will not, I believe,
be much doubted. A picture naturally leads our thoughts to the original:5
the mention of one apartment in a building naturally introduces
an enquiry or discourse concerning the others:6 and if we think
of a wound, we can scarcely forbear reflecting on the pain which
follows it.7 But that this enumeration is complete, and that there
are no other principles of association except these, may be difficult
to prove to the satisfaction of the reader, or even to a man's own
satisfaction. All we can do, in such cases, is to run over several
instances, and examine carefully the principle which binds the different
thoughts to each other, never stopping till we render the principle
as general as possible.8 The more instances we examine, and the
more care we employ, the more assurance shall we acquire, that the
enumeration, which we form from the whole, is complete and entire.9
Instead of entering into a detail of this kind, which would lead
us into many useless subtilties, we shall consider some of the effects
of this connection upon the passions and imagination; where we may
open up a field of speculation more entertaining, and perhaps more
instructive, than the other.
As man is a reasonable being and is continually in pursuit of happiness,
which he hopes to find in the gratification of some passion or affection,
he seldom acts or speaks or things without a purpose and intention.
He has still some object in vies; and however improper the means
may sometimes be which he chooses for the attainment of his end,
he never loses view of an end, nor will he so much as throw away
his thoughts or reflections where he hopes not to reap any satisfaction
from them.
In all compositions of genius, therefore, it is requisite that
the writer have some plan or object; and though he may be hurried
from this plan by the vehemence of thought, as in an ode, or drop
it carelessly, as in an epistle or essay, there must appear some
aim or intention in his first setting out, if not in the composition
of the whole work. A production without a design would resemble
more the ravings of a madman than the sober efforts of genius and
learning.
As this rule admits of no exception, it follows that in narrative
compositions the events or actions which the writer relates must
be connected together by some bond or tie: They must be related
to each other in the imagination, and form a kind of unity which
may bring them under one plan or view, and which may be the object
or end of the writer in his first undertaking.
This connecting principle among the several events which form the
subject of a poem or history may be very different according to
the different designs of the poet or historian. OVID has formed
his plan upon the connecting principles of resemblance. Every fabulous
transformation produced by the miraculous power of the gods falls
within the compass of his work. There needs but this one circumstance,
in any event, to bring it under his original plan or intention.
An annalist or historian who should undertake to write the history
or Europe during any century would be influenced by the connection
of contiguity in time or place. All events which happen in that
portion of space and period of time are comprehended in his design,
though in other respects different and unconnected. They have still
a species of unity amidst all their diversity.
But the most usual species of connections among the different events
which enter into any narrative composition is that of cause and
effect; while the historian traces the series of actions according
to their natural order, remounts to their secret springs and principles,
and delineates their most remote consequences. He chooses for his
subject a certain portion of that great chain of events which compose
the history of mankind: Each link in this chain he endeavours to
touch in his narration; sometimes unavoidable ignorance renders
all his attempts fruitless; sometimes he supplies by conjecture
what is wanting in knowledge; and always he is sensible that the
more unbroken the chain is which he presents to his readers, the
more perfect is his production. He sees that the knowledge of causes
is not only the most satisfactory, this relation or connection being
the strongest of all others, but also the most instructive; since
it is by this knowledge alone we are enabled to control events and
govern futurity.
Here, therefore, we may attain some notion of that unity of action
about which all critics after Aristotle have talked so much, perhaps
to little purpose, which they directed not their taste or sentiment
by the accuracy of philosophy. It appears that in all productions,
as well as in the epic and tragic, there is a certain unity required,
and that on no occasion our thoughts can be allowed to run at adventures
if we would produce a work that will give any lasting entertainment
to mankind. It appears, also, that even a biographer who should
write the life of Achilles would connect the events by showing their
mutual dependence and relation, as much as a poet who should make
the anger of that hero the subject of his narration.10 Not only
in any limited portion of life a man's actions have a dependence
on each other, but also curing the whole period of his duration
from the cradle to the grave; nor is it possible to strike off one
link, however minute, in this regular chain without affecting the
whole series of events which follow. The unity of action, therefore,
which is to be found in biography or history differs from that of
epic poetry, not in kind, but in degree. In epic poetry, the connection
among the events is more close and sensible; the narration is not
carried on through such a length of time; and the actors hasten
to some remarkable period which satisfies the curiosity of the reader.
this conduct of the epic poet depends on that particular situation
of the imagination and of the passions which is supposed in that
production. The imagination both of writer and reader is more enlivened,
and the passions more inflamed than in history, biography, or any
species of narration that confine themselves to strict truth and
reality. Let us consider the effect of these two circumstances of
an enlivened imagination and inflamed passions which belong to poetry,
especially the epic kind, above any other species of composition;
and let us see for what reason they require a stricter and closer
unity in the fable.
First, all poetry, being a species of painting, approaches us nearer
to the objects than any other species of narration, throws a stronger
light upon them, and delineates more distinctly those minute circumstances
which, though to the historian they seem superfluous, serve mightily
to enliven the imagery and gratify the fancy. If it be not necessary,
as in the Iliad, to inform us each time the hero buckles his shoes
and ties his garters, it will be requisite, perhaps, to enter into
a greater detail than in the Henriade, where the events are run
over with such rapidity that we scarce have leisure to become acquainted
with the scene or action. Were a poet, therefore, to comprehend
in his subject any great compass of time or series of events, and
trace up the death of Hector to its remote causes in the rape of
Helen or the judgment of Paris, he must draw out his poem to an
immeasurable length in order to fill this large canvass with just
painting and imagery. The reader's imagination, inflamed with such
a series of poetical descriptions, and his passions, agitated by
a continual sympathy with the actors, must flag long before the
period of narration and must sink into lassitude and disgust from
the repeated violence of the same movements.
Secondly, that an epic poet must not trace the causes to any great
distance will further appear if we consider another reason, which
is drawn from a property of the passions still more remarkable and
singular. It is evident that in a just composition all the affections
excited by the different events described and represented add mutual
force to each other; and that, while the heroes are all engaged
in one common scene, and each action is strongly connected with
the whole, the concern is continually awake, and the passions make
an easy transition from one object to another. The strong connection
of the events, as it facilitates the passage of the thought or imagination
from one to another, facilitates also the transfusion of the passions
and preserves the affection still in the same channel and direction.
Our sympathy and concern for Eve prepares the way for a like sympathy
with Adam: The affection is preserved almost entire in the transition,
and the mind seizes immediately the new object as strongly related
to that which formerly engaged its attention. But were the poet
to make a total digression from his subject and introduce a new
actor no way connected with the personages, the imagination, feeling
a breach in the transition, would enter coldly into the new scene;
would kindle by slow degrees; and in returning to the main subject
of the poem would pass, as it were, upon foreign ground and have
its concern to excite anew in order to take party with the principal
actors. The same inconvenience follows in a lesser degree where
the poet traces his events to too great a distance and binds together
actions which, though not altogether disjoined, have not so strong
a connection as is requisite to forward the transition of the passions.
Hence arises the artifice of oblique narration employed in the Odyssey
and Aeneid -- where the hero is introduced, at first, near the period
of his designs, and afterwards shows us, as it were in perspective,
the more distant events and causes. By this means, the reader's
curiosity is immediately excited; the events follow with rapidity,
and in a very close connection; and the concern preserved alive,
and continually increases by means of the near relation of the objects,
from the beginning to the end of the narration.
The same rule takes place in dramatic poetry; nor is it ever permitted
in a regular composition to introduce an actor who has no connection,
or but a small one, with the principle personages of the fable.
The spectator's concern must not be diverted by any scenes disjoined
and separated from the rest. This breaks the course of the passions,
and prevents that communication of the several emotions by which
one scene adds force to another, and transfuses the pity and terror
which it excites upon each succeeding scene until the whole produces
that rapidity of movement which is peculiar to the theater. How
must it extinguish this warmth or affection to be entertained on
a sudden with a new action and new personages no way related to
the former; to find so sensible a breach or vacuity in the course
of the passions, by means of this breach in the connection of ideas;
and instead of carrying the sympathy of one scene into the following,
to be obliged every moment to excite a new concern, and take party
in a new scene of action?
But though this rule of unity of action be common to dramatic and
epic poetry, we may still observe a difference betwixt them which
may, perhaps, deserve our attention. In both these species of composition
it is requisite the action be one and simple, in order to preserve
the concern or sympathy entire and undiverted: But in epic or narrative
poetry, this rule is also established upon another foundation, VIZ.
the necessity that is incumbent on every writer to form some plan
or design before he enter on any discourse or narration, and to
comprehend his subject in some general aspect or united view which
may be the constant object of his attention. As the author is entirely
lost in dramatic compositions, and the spectator supposes himself
to be really present at the actions represented, this reason has
no place with regard to the stage; but any dialogue or conversation
may be introduced which, without improbability, might have passed
in that determinate portion of space represented by the theater.
Hence, in all our English comedies, even those of CONGREVE, the
unity of action is never strictly observed; but the poet thinks
it sufficient if his personages be any way related to each other
by blood, or by living in the same family; and he afterwards introduces
them in particular scenes, where they display their humors and characters
without much forwarding the main action. The double plots of TERENCE
are licenses of the same kind, but in a lesser degree. And though
this conduct be not perfectly regular, it is not wholly unsuitable
to the nature of comedy, where the movements and passions are not
raised to such a height as in tragedy; at the same time that the
fiction or representation palliates, in come degree, such licenses.
In a narrative poem, the first proposition or design confines the
author to one subject; and any digressions of this nature would,
at first view, be rejected as absurd and monstrous. Neither BOCCACE,
LA FONTAINE, nor any author of that kind, though pleasantry be their
chief object, have ever indulged them.
To return to the comparison of history and epic poetry, we may
conclude from the foregoing reasonings that as a certain unity is
requisite in all productions, it cannot be wanting to history more
than to any other; that in history the connection among the several
events which unites them into one body is the relation of cause
and effect, the same which takes place in epic poetry; and that,
in the latter composition, this connection is only required to be
closer and more sensible on account of the lively imagination and
strong passions which must be touched by the poet in his narration.
the PELOPONNESIAN war is a proper subject for history, the siege
of ATHENS for an epic poem, and the death of ALCIBIADES for a tragedy.
As the difference, therefore, betwixt history and epic poetry consists
only in the degrees of connection which bind together those several
events of which their subject is composed, it will be difficult,
if not impossible, by words to determine exactly the bounds which
separate them from each other. That is a matter of taste more than
of reasoning; and perhaps this unity may often be discovered in
a subject where, at first view, and from an abstract consideration,
we should least expect to find it.
It is evident that HOMER, in the course of his narration, exceeds
the first proposition of his subject; and that the anger of ACHILLES,
which caused the death of HECTOR, is not the same with that which
produced so many ills to the GREEKS. But the strong connection betwixt
these two movements, the quick transition from one to the other,
the contrast betwixt the effects of concord and discord amongst
the princes, and the natural curiosity we have to see ACHILLES in
action after so long repose -- all these causes carry on the reader,
and produce a sufficient unity in the subject.
It may be objected to MILTON that he has traced up his causes to
too great a distance, and that the rebellion of the angels produces
the fall of man by a train of events which is both very long and
very casual. Not to mention that the creation of the world, which
he has related at length, is no more the cause of that catastrophe
than of the battle of PHARSALIA, or any other event that has ever
harpooned. But if we consider, on the other hand, that all these
events, the rebellion of the angels, the creation of the world,
and the fall of man, resemble each other in being miraculous, and
out of the common course of nature; that they are supposed to be
contiguous in time; and that, being detached from all other events,
and being the only original facts which revelation discovers, they
strike the eye at once, and naturally recall each other to the thought
or imagination -- if we consider all these circumstances, I say,
we shall find that these parts of the action have a sufficient unity
to make them be comprehended in one fable or narration. To which
we may add that the rebellion of the angels and the fall of man
have a peculiar resemblance, as being counterparts to each other,
and presenting to the reader the same moral of obedience to our
Creator.
These loose hints I have thrown together in order to excite the
curiosity of philosophers, and beget a suspicion at least if not
a full persuasion that this subject is very copious, and that many
operations of the human mind depend on the connection or association
of ideas which is here explained. Particularly, the sympathy betwixt
the passions and imagination will, perhaps, appear remarkable; while
we observe that the affections, excited by one object, pass easily
to another connected with it, but transfuse themselves with difficulty,
or not at all, along different objects which have no manner of connection
together. By introducing into any composition personages and actions
foreign to each other, an injudicious author loses that communication
of emotions by which alone he can interest the heart and raise the
passions to their proper height and period. the full explication
of this principle and all its consequences would lead us into reasonings
too profound and too copious for these Essays. It is sufficient
for us, at present, to have established this conclusion, that the
three connecting principles of all ideas are the relations of resemblance,
contiguity, and causation. |