What Are Minds For?
I shall introduce my problem with the help of that well tried Philosopher's
device, the imaginary world. Let us suppose that we have two parallel
coexisting universes. Universe A is our actual familiar universe
and so, for the moment, we need say no more about it. Universe A'
is an exact physical replica of A such that for every physical object
that exists in A there is a corresponding object in A' and for every
physical event that occurs in A there is a corresponding physical
event in A'. The one and only feature which serves to distinguish
between A and A', apart from their spatial separation, is the fact
that in A' there are no mental entities Or conscious experiences.
Thus, although the whole of evolution and the whole of history unfolds
in A' exactly as it does in A, so as to be indistinguishable to
an observer, there are no observers in A', no one indeed who is
aware of anything that happens there, if to be aware is to have
a conscious experience.
I am here assuming that being conscious entails having a mind although
having a mind does not necessarily imply being conscious, there
is, I would say, nothing self-contradictory in the idea of unconscious
mental events. However, consciousness is, by common consent, the
most distinctive attribute of mind and it would be hard to make
sense of a mind that never at any time became conscious. At all
events Universe A' is, ex hypothesi, a purely physical or totally
mindless universe.
Given this hypothetical situation we can now state our problem
as follows:
Why should our actual world correspond with Universe A rather than
with Universe A'? If this is a valid question it admits of only
two answers. Either there is no reason at all, it is just a God-given
or contingent fact that that is how things actually are, like the
fact that anything at 11 should exist rather than nothing, or else
there is some reason, for example we might suppose that the world
we know could not have evolved as it has done had it not been for
the intervention of mind.
The first answer, that from an a priori standpoint A and A' are
equally probable candidates for actualisation, presupposes that
mind plays no part in the determination of physical events. The
second answer which asserts that A' is no more than a logical possibility
and could never be actualised implies that mind has some degree
of autonomy in determining the course of events. Materialism is
a name that has been given to a variety of a doctrines but, as I
shall use the word here, a materialist is one who is logically committed
to giving the first answer. Similarly, what I shall call Interactionism
will here be taken to mean the doctrine which logically commits
one to giving the second answer. The purpose of the present paper
is to examine these two doctrines and assess their relative merits.
I shall try to show that there are no insuperable or logical objections
to either of them, whatever may have been said to the contrary,
and that there are manifold advantages and disadvantages whichever
one we adopt. Accordingly in present circumstances it must remain
a matter of one's personal philosophical predilections which of
them one chooses (my own happens to be for the second but I shall
try not to let that influence the argument). However, with the growth
of knowledge, circumstances may change and I will end by discussing
what would need to be the case before it became more rational to
prefer one or other given alternative.
Before I can even embark on this plan, however, we must first consider
very carefully whether the hypothetical situation we took as our
point of departure is indeed a legitimate one and is not perchance
vitiated by some internal inconsistency or conceptual incoherence
as many might protest. It is after all only too easy to think up
situations which, on examination, turn out to be logical absurdities.
We have only to think of that favourite device of the science-fiction
writer, time-travel. This seems innocuous enough when it is first
introduced into the narrative but very soon we are beset by all
kinds of insoluble paradoxes. Could it be that our imaginary world,
Universe A', was in fact just such another flawed fantasy ?
Like time-travel, one must admit that it has some very bizarre
consequences. Consider the following thought-experiment.
We take an individual P, let him be a family man, from Universe
A and suddenly and instantaneously we exchange him with his counterpart
P' from Universe A'.
The first thing we may note about this thought-experiment is that
it produces absolutely no observable differences to indicate that
anything whatever has changed. P's wife and children will never
know P' is not the husband or father whom they knew and cherished,
that indeed he is not a person at all but an insentient automaton.
For, ex hypothesi, nothing in the appearance or behaviour of P',
no far-away look in his eyes or anything of that sort can ever betrays
the secret to which we are privy. Likewise, if we follow the adventures
of P flow transposed to A', we know that he can never discover his
solipistic predicament, he will continue to believe that the beings
which he takes to be his wife and children have minds like his own.
But while this is certainly bizarre, it generates no paradox of
a logically objectionable kind. It is absurd only because A' is
an absurd universe, our thought-experiment has done no more than
make explicit the well known truism that no object however life-like
and no behaviour however mind- like can ever entail the presence
of consciousness. It is true that, on any positivist criterion of
meaning, our thought-experiment must be dismissed as meaningless
since it is in principle impossible to verify that it has been carried
out. And yet, provided we can understand the distinction between
A and A', P and P', the supposition that such an exchange has been
made is perfectly intelligible. Indeed the intelligibility of such
a thought-experiment could well be advanced as a conclusive refutation
of the positivist theory of meaning.
In view of what has just been said it is surprising to find how
large a slice of the recent literature on the philosophy of mind
would, in defiance of the truism which we have just enunciated,
disallow the distinction we have made. I suppose the two most important
doctrines in this connection are (1) Logical Behaviourism (Ryle
1949) and (2) Central State Materialism (Armstrong 1968). If, therefore,
we can deal with the objections from these sources we may feel reasonably
confident that we stand on firm ground.
Now, according to the former, what it means for an organism to
be conscious or sentient is nothing over and above its being disposed
to react to situations in an appropriate or discriminating way.
The elimination of any existential element from consciousness by
means of this stipulative redefinition of the concept derives such
plausibility as it may possess from the ambiguity of the word consciousness
as used in everyday discourse when it is seldom necessary to distinguish
between the behavioural criteria for the ascription of consciousness
and consciousness as such. Thus, when the doctor is called in to
pronounce whether the victim of the accident is conscious or not
we are normally quite content to accept his verdict as final. And
yet, logically, it is perfectly permissible to surmise that even
when the most refined physiological tests known to medicine show
that the patient is comatose, that is behaviourally unconscious,
he may nevertheless be experiencing some vivid hallucination or
out-of-body experience and hence conscious in the basic sense. It
is, of course, exclusively in the basic sense, not in the derived
behavioural sense, that the inhabitants of our Universe A' are said
to be unconscious.
We should note, at this point, that it is only in its derived sense
that we can define or explicate what we mean by consciousness. In
its basic sense it can no more be defined than any other primitive
concept. With any primitive concept, either one understands what
is intended or one fails to understand. A logical behaviourist may
be defined as someone who has failed to grasp what consciousness
means in this sense. Confronted with a logical behaviourist various
strategies may be adopted in order to get him to understand what
we mean. A nice example is that suggested by Kirk (1974) who asks
us to imagine ourselves converted step by step into a "Zombie"
(his name for our counterpart in A') by losing one sense-modality
after another while continuing to behave in a normal fashion. However,
if all such strategies fail and our logical behaviourist persists
in denying that he understands what we are talking about, the dialogue
can go no further; all that we can then do is to echo Dr Johnson
when he declared that while he could give his opponent an argument
he could not give him an understanding.
But, if we reject Logical Behaviourism, then, by the same token
we must also reject Central State Materialism which equally refuses
to recognise the primary connotation of consciousness. Indeed, the
latter doctrine differs from the former only in that it literally
identifies the mental states and processes with the relevant brain
states and processes. Mentalistic talk, we are told, is essentially
'topic-neutral', by itself it tells us nothing about its ontological
reference, however science gives us the authority to go beyond this
neutrality and construe it as referring to the activities of the
brain. But if that were so there would be absolutely nothing that
we could say about the inhabitants of A that we could not equally
say about the inhabitants of A' since, ex hypothesi, they have identical
brains. As it is, however, we have said that the former have conscious
experiences while the latter do not. For those to whom this statement
is intelligible both of these proffered solutions of the mind-body
problem are non-starters.
The two viable forms which materialism may take are, first, the
old-fashioned epiphenomenalism which regards the mind-brain relationship
as a causal relationship but one in which the causation works in
one direction only so that mental events figure only as effects,
never as causes, and, secondly, the more recent double-aspect or
double-attribute theory, as it is variously known, according to
which the mind-brain relationship is one of actual identity, that
is to say mental events are conceived of as brain events but as
such events are apprehended by the brain itself as opposed to the
way in which they are apprehended by an external observer (i.e.
by another brain). This latter theory differs from the Central State
version of the identity theory in that it treats consciousness as
an irreducible fact, not as something needing to be analysed in
dispositional terms. Various conceptual advantages have been claimed
for it over the earlier epiphenomenalist theory but whether, in
the last resort, anything more is involved than a mere verbal shift
or, indeed, whether it even makes sense to talk about an identity
in this context is still very much open to question. These are not
questions, however, which we need pursue here for, whether we say
that the mind is a function of the brain or whether we say that
it is the brain in one of its aspects, the explanatory weight rests
wholly upon the physical processes involved. Hence both forms of
materialism carry the same implication, namely that even if, per
impossibile, the brain did not generate conscious experiences or
even if it had no other aspect than the physical one, even so everything
else would go on exactly as before.
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2
Despite repeated attempts by philosophers to discover some knock-down
argument which would show, once for all, that materialism or interactionism,
as the case may be, was an untenable position, the persistence of
both suggests that such attempts have been less than successful.
The problem to which we must now address ourselves is which position
has the greater claim on our allegiance, all things considered?
The immediate difficulty is that, traditionally, materialism takes
its stand on, and draws its strength from, science whereas, traditionally,
interactionism appeals to our common sense or moral intuitions.
It is true that interactionism as a doctrine was first formulated
by Descartes who was also one of the chief architects of the scientific
revolution but he may have been swayed by his religious commitments,
certainly his doctrine held little attraction for his successors.
At all events, by the late 19th Century, at a time when science
had reached a peak of self-assurance and was pressing its right
to be considered the final arbiter on the nature of man, epiphenomenalism
had become the orthodox scientific position on the mind-body issue
and, in effect, it has remained so ever since.
Meanwhile those philosophers who could not embrace materialism
gravitated for the most part to one or other form of Idealism. From
this lofty vantage point science itself could be viewed, not as
the one objective authority which alone can legitimate our beliefs,
but as just one of the creative manifestations of the human intellect
and imagination which, however great its practical importance, could
not take precedence over other equally valid belief-systems. In
our own day, when Idealism ceased to be fashionable, philosophers
have argued in a similar vein that science is no more than a specialised
activity which cannot, in the nature of the case, overturn the view
of mind sanctioned by ordinary language. Interactionism was kept
alive in the meantime by those few who took scientific materialism
seriously enough to try and refute it on its own grounds. They numbered
among their ranks philosophers, psychologists, physiologists and,
of course, psychical researchers, but, despite the eminence of some
of the names one could cite, theirs was a minority position which
continued to bear a somewhat heretical or, at least, deviant taint.
In what sense can it be said that science lends support to materialism?
The answer, I suggest, is twofold.
First, in the theory of evolution, materialism finds at least a
plausible cosmology; secondly, the science of neurophysiology presents
us with some striking demonstrations of the one-sided dependence
of mind on brain.
From our point of view what was important in Darwinism was not
so much that it explained the origin of species with recourse to
supernatural intervention but that the one simple principle of the
survival of the fittest - perhaps the most fertile principle in
the whole history of ideas - could be applied quite generally to
explain any semblance of design or purpose in nature wherever there
is random variation and natural selection. Thus evolution is by
no means restricted to phylogenesis. We talk of the evolution of
galaxies out of the primeval inter-stellar dust or the evolution
of organic and macro-molecules out of the elements just as appositely
as we talk of the evolution of intelligent life from simpler organisms.
In the face of this smooth cosmological sequence it is not easy
for the interactionist to gain a foothold. For, if inanimate nature
evolved of its own accord as a result of exclusively physio-chemical
processes; if, furthermore, the whole of the plant kingdom in all
its prodigious diversity evolved without the benefit of mind, as
presumably did much of the animal kingdom as well in its lower echelons,
is it plausible to suppose, as the interactionist must, that somewhere
there is some definite point beyond which further development would
not have been possible had not mind providentially supervened? Nor
is it only in the phylogenetic sequence that continuity must be
breached in this unlikely way for the same question arises with
respect to the ontogenetic sequence of individual growth and development.
Does mind cohere with matter at conception? At birth? At some point
intermediate between these two events? And, if the latter, is the
union automatic and invariable? Or, if not, does a mindless embryo
fail to develop and so perish?
One has only to pose such questions to realise how difficult it
is to reconcile an interactionist metaphysic with modern biological
knowledge or to appreciate why a latter day Darwinian, like Monod
(1971), should champion materialism. Moreover there exists no credible
cosmology that would account for the origins of mind or provide
a reason for the intrusion of mind into a mindless universe in the
first instance, at best we have the various mythical, religious
or occult systems of a prescientific vintage to fall back upon.
In desperation some anti-materialists have opted for a pan-psychism
according to which mind
inheres in all matter everywhere even though its presence is somehow
made more manifest in the brain. However, while this restores a
measure of continuity, it is an extravagant solution with its implication
that we are potentially conscious in every atom of our body!
The argument from brain-science has perhaps an even more direct
bearing on our problem than the cosmological argument we have just
considered. The critical evidence in this connection comes from
the study of brain damage, whether due to injury, disease or deliberate
surgical intervention. The point here is that, if the interactionist
is right to attribute some degree of autonomy to mind, we would
expect that we would be able to circumvent to some extent such localised
disruption, perhaps by using other parts of the brain, whereas the
evidence suggests, on the contrary, that, in the adult brain at
least, quite small lesions may suffice to cause the loss of vital
cognitive and motor functions or even, in some cases, drastic deterioration
in the personality of the afflicted individual. Even when, by an
heroic effort, the individual learns to adopt strategies to compensate
for his disabilities, as with Luria's patient, the deficit remains
(Luria 1972). Sadly we must admit that, in this context, the triumph
of mind over matter is, at best, no more than a figure of speech.
One special type of brain damage that has already provoked a certain
amount of philosophical controversy is that resulting from the so-called
split-brain operation, or commissurotomy, an operation that is carried
out only in certain very severe cases of epilepsy as a means of
restricting its scope. A patient whose corpus callosum has been
severed is without the normal physical means whereby information
received at one cerebral hemisphere is transferred to the other.
Although such a person is able to function more or less normally
in daily life - so much so, indeed, that it was many years before
it was realised that the operation had these consequences - when
tested in special situations that can be contrived in the laboratory
it could be shown that the two hemispheres were functioning autonomously
and even, in certain circumstances, at cross-purposes with one another!
Such a demonstration was possible because, with the cutting of
the optic chasm visual stimuli from one half of the visual field
would go only to the contralateral hemisphere while tactile stimuli
from one side of the body would go only to the ipsilateral hemisphere.
As a result of the pioneer investigations of Sperry in the 1960s
and of the work of his successors we now know that a set task can
be successfully accomplished under the control of one hemisphere
alone without the other hemisphere evincing any sign of knowing
what has happened. Since it is the left hemisphere that contains
the speech centres this means, in particular, that the split-brain
subject will deny any knowledge of an object that has been presented
exclusively to his right hemisphere even when, by the appropriate
response of his right hand, he has just indicated his recognition
of it! (Sperry 1965; Trevarthen 1974).
The philosophical problem which arises out of these facts is how
we should best describe such a paradoxical situation ? Are we to
say that the subject's mind, like his brain, has now been split
in two yielding two parallel streams of consciousness insulated
from one another ? Or should we say, for example, that the subject's
mind is now associated exclusively with his dominant left hemisphere
leaving the mute right hemisphere to function purely automatically
and unconsciously ? Nagel (1971) has drawn attention to paradoxical
consequences of any attempt to interpret the situation in terms
of our familiar concept of the self. Zangwill (1976), on the other
hand, has voiced a strong plea for adopting our first suggestion
and acknowledging frankly the duplication of consciousness. At the
same time he rebukes Eccles for adopting our second suggestion stigmatising
it as a desperate rear guard bid to preserve the integrity of the
soul. As Zanguill very aptly points out, by all the criteria we
normally apply when ascribing consciousness, with the exception
of speech, the activities associated with the right hemisphere in
the split-brain cases merit the attribution of consciousness and
to withhold it must incur the suspicion of special pleading. Moreover
he mentions at least one instance where the patient's entire left
hemisphere was removed and yet this patient did not thereafter appear
to be any the less of a conscious human being.
From the standpoint of the interactionist these discoveries are
undeniably disconcerting precisely because they bring out so dramatically
the dependence of mind on brain. Indeed long before commissurotomy
was a practical possibility its hypothetical implications were being
discussed by thinkers of rival persuasions (Zangwill 1974).
The dominant view, represented by Fashioner who believed in mind
and matter as parallel realities, was that the mind like the brain
would become divided and in course of time two distinct personalities
would emerge depending on which hemisphere was engaged. The minority
view, represented by McDougall who was a staunch interactionist,
insisted that the unity of consciousness and of the self would be
preserved and that its preservation might afford the most convincing
proof for the existence of the soul! What, then are we to say now
that we know what transpires? We cannot say that either party has
been completely vindicated. Except under the highly artificial conditions
of the laboratory the personality of the split-brain patient survives
intact. What happens, it seems, is that the dominant or conversant
left-hemisphere takes charge and represents the individual to the
outside world. At the same time the subject's behaviour in the experimental
situation is hard to reconcile with a McDougall Ian or Cartesian
unity of consciousness. However, this unity had already been severely
undermined by the increasing evidence that came to light during
the late 19th Century of dissociated states and automatisms. Such
bizarre phenomena as automatic writing, secondary, alternating and
even co-conscious personalities, fugue states, amnesic episodes
and suchlike - all of which were well known to McDougall who had
to do his best to grapple with them (Boden 1972 Chap 7) - raised
questions about the unity of mind no different in principle from
those presented by Sperry's evidence.
When the concept of the unconscious was still a novelty there was
a division of opinion which anticipates that between Zangwill and
Eccles about what was involved in unconscious activity. Some, like
Zangwill, wanted to postulate a secondary centre of consciousness
to go with it which remained inaccessible to the subject's primary
consciousness. Others, la Eccles, wished to deny it the title
of mental activity and regard it as the routine workings of the
cerebral machinery, no different in principle from the autonomic
and reflex activity of the nervous system that likewise takes place
outside our conscious awareness or control. The long Empiricist
tradition in philosophy which equated mind and consciousness made
it seem inevitable that, when confronted with clear evidence of
intelligent or adaptive behaviour that was not accessible to introspection,
either one had to posit an extra centre of awareness or else regard
such behaviour as the activity of a sophisticated natural computer.
A third possibility, namely that mind might manifest itself unconsciously,
although a commonplace among psychical researchers, was rarely entertained.
Even the depth psychologists who followed Freud, who were so preoccupied
with the unconscious, were, for the most part, content to adopt
a non-committal attitude regarding its ontological status provided
they were allowed complete freedom to develop their theories independently
of current physiological knowledge. We, however, who have liberated
ours elves from the positivist dogmas of Empiricism, should have
no trouble acknowledging that our unconscious actions may be no
less under the control of mind than our conscious behaviour.
Consciousness may well be the most distinctive sign of mentality
but there is no reason why we should regard them as synonymous.
In the case of the severed right hemisphere discussed by Zangwill
I have no doubt that its ativities were controlled by some sort
of a mind but, whether that mind is conscious or not and what relationship
it hag to the mind which governs the subject's dominant left hemisphere
are questions about which I must profess myself agnostic I will
merely point out, before we leave the topic, that it would be unwise
to make so much of these rare anomalous cases, however intriguing
or important they may be, as to overlook the truly astonishing degree
of unity and coherence which obtains in our normal waking consciousness.
To quote Eccles: "Our brain is a democracy of ten thousand
million nerve cells, yet it provides us with a unified experience".
(Eccles 1965 p.36).
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3
We have now covered at least some of the ground where materialism
could be expected to make most of the running. It is time to turn
to a different realm where the roles are reversed and it is materialism
that is on the defensive.
No philosopher, however partial to materialism, would deny that
the way in which we think about one another's behaviour in real
or the way in which this is reflected in all our ordinary discourse,
is, in its presuppositions and in its implications, overwhelmingly
interactionist. For example, in real life it is universally assumed
that the fact that we consciously choose to do something is causally
relevant to the fact that we do it. To the materialist, on the contrary,
both our conscious choice and the subsequent movement of our limbs
are alike the effects of the particular brain state we happen to
be in at the time or, more specifically, perhaps, of the particular
distribution of electric charges in the cortex which determine which
nerve cells will fire and in what order. No amount of philosophical
double-talk (and there has been plenty) can disguise the fact that
we have here a massive contradiction which cries out for a resolution
one way or the other.
The demand is even more insistent in the case of our moral discourse.
The language of praise and blame, of pride and remorse, are meaningful
only if the ultimate responsibility for the action resides in the
agent. If a computer makes an error we do not hold it morally responsible
for deceiving us, yet it is hard to see why, if we are indeed just
conscious automata, as the materialist supposes, we should be held
morally responsible for anything that we do.
Even those philosophers, the so-called 'soft determinists' who
maintain that, in principle, there is no incompatibility between
physical determinism and the existence of free-will, now usually
concede that, in practice, we cannot at one and the same time conceive
of ourselves as physical objects and as moral agents. There is,
it seems, a fundamental antagonism between these two conceptions,
to pass from one to the other demands a gestalt switch of a kind
that can be achieved only with exceptional mental agility.
The materialist can, of course, dismiss free-will as an illusion
and moral judgments as nonsense, as do the 'hard determinists',
but, while many philosophers from Spinoza onwards have adopted this
course none, I think, has successfully transferred it from the study
to the market-place for the simple reason that, in practice, it
is virtually impossible to abstain from moral judgment. Hence the
hard determinist lays himself. open to the charge of bad faith.
None of this, of course, disproves materialism or determinism because
our moral intuitions may just be confused but it does expose the
strong counter-intuitive element in these doctrines.
What, in the end, makes materialism irretrievably implausible (though
not necessarily false!) is precisely that which makes our imaginary
universe A' so unbelievable. If the interactionist is right in supposing
that the presence of mind is necessary in order to produce mind-like
behaviour, then it is perfectly understandable why there should
never be a state of affairs like that represented by our universe
A'. But, if, on the other hand, the materialist is right and there
is no reason at all why we ourselves should be conscious rather
than non-conscious, then there is nothing even improbable about
the situation that obtains in A'. Indeed, if we one day encounter
intelligent life elsewhere in the universe, where evolution may
be presumed to have taken a different course, we would have no grounds
whatever for assuming that these alien beings were sentient creatures
like ourselves. Worse still, the materialist is peculiarly vulnerable
to solipsistic doubts even when among his own kind.
The fluke which made our species conscious might, perhaps, have
occurred only in his own unique case, he might be a complete sport
in that respect. He cannot invoke the traditional analogical argument
for rejecting solipsism, namely that behavioural similarities between
ourselves and others justify the ascription of consciousness to
them no less than to ourselves. For, by his own admission, mind
plays no part in the determination of behaviour. The ultimate paradox
of materialism is that the one feature of the universe which alone
gives meaning to all the rest is the one feature which has to be
declared redundant! Nothing can account for its emergence; nothing
follows from its existence.
Such considerations, however, are too abstract and metaphysical
to count for much with the materialist. For the truth is that the
strength of materialism has never been its logical cogency but rather
its pragmatic or heuristic value for science. By this I mean that
if we adopt a materialist approach to the phenomena of life or mind
we open up the prospect of a reductive explanation and even if this
is never attained at any rate we have not upset the unity of the
sciences; nowhere are we forced to introduce some new entity or
principle that has no equivalent elsewhere in science. Now, contrary
to what some philosophers have written, reductive explanations are
by no means the only valid type of explanations but they are, undoubtedly,
the most powerful, perhaps for the same reason that physics is the
most powerful and universal of the sciences.
It is true that when we come to the behavioural sciences there
is precious little that admits of a reductive explanation but even
if what we have is no more than an abstract theoretical model it
provides a challenge to the neurophysiologist to explain how it
might be embodied in the brain, thereby completing the conceptual
bridge linking behaviour at one end to physics at the other.
It is now generally recognised that explanation in psychology is
a two-stage affair. This is best illustrated, I think, in the cognitive
sphere.
We start by asking how is it possible for us to acquire skills
or solve problems; how, for example, do we contrive to recognise
a melody? Ride a bicycle? Put our thoughts into words etc.? At this
stage someone comes along with a theory. No reference is yet involved
to the brain but if the theory is at all rigorous it should be possible
to program a computer to simulate the activity in question. At this
stage, which we might call the stage of 'theoretical psychology',
our concern is much the same as that of the cyberneticist or exponent
of artificial intelligence. Only when further evidence from the
direction of brain-science is forthcoming is the second stage complete
when we are in a position to say that our theory tells us how the
brain actually operates in these circumstances as opposed merely
to how it might operate.
Lest we lose our sense of perspective at this point we should take
note that this second stage has not yet been completed even with
the most basic cognitive functions such as memory although, of course,
there are scores of abstract theories as to how particular kinds
of remembering might be mediated. It is no less important to recognise
that all the dominant schools of psychology are reductionist in
the aforegoing sense. This applies equally to those who now call
themselves 'mentalists' or 'cognitive theorists' who use concepts
like 'internalised grammars' etc. as it does to the hardened behaviourist
who prefers to talk in terms of conditioning and to concentrate
on overt performance. Chomskyans and Skinnerians alike share the
assumption that the brain, as a physical system, possesses all the
properties and structures necessary to actualise their theoretical
suppositions.
Granted that the whole enterprise of a scientific psychology makes
sense, it is hardly surprising that interactionism (often scornfully,
if inaccurately, referred to as the homunculus theory of mind) should
be viewed as a gross betrayal. For, if one starts from the assumption
that how a person behaves depends, in part at least, on his having
a mind that is endowed with certain unique properties and powers
over and above those that belong to a conceivable physical system
such as the brain, then one tends to end up explaining the behaviour
in terms of those very powers of mind that one has invented, on
an ad hoc basis, precisely to account for the behaviour.
This type of circular explanation, notorious in psychology, takes
us back to the armchair theorists and faculty psychologists of the
19th Century. The only escape from this is to have an independent
theory of mind, analogous to physics as a theory of matter, but
this has so far eluded us, mind as such remains the densest of mysteries.
The history of psychology has been largely, therefore, a revolt
against interactionism which was identified with common sense psychology.
Fear of the homunculus has kept academic psychology firmly tied
to the apron strings of materialism. Perhaps the one important school
of psychology - if indeed one can describe it as a school - which
acknowledged the autonomy of mind was Functionalism which flourished
around the turn of the century. Its most illustrious spokesman,
William James, took issue with the epiphenomenalism of Wundtian
psychology or Kraepelinian psychiatry and argued that mind, like
everything else in nature, must have a biological function. But
his championship was not enough to turn the tide.
We have, it seems, reached a stalemate. Materialism, we may con
cede, is more in tune with scientific thinking and more conducive
to scientific research but, in all that concerns our humanity, there
seemed little doubt that interactionism makes better sense. Unless,
therefore, some fresh arguments were to make materialism intuitively
more plausible or, alternatively, unless fresh evidence were forthcoming
that would make interactionism scientifically more acceptable, which
of the two command our allegiance may depend on whether our outlook
is more influenced by scientific or humanistic considerations. While
it is clearly impossible to anticipate what ingenious new arguments
may yet be cast into the arena, there is already a body of evidence
which, if it carried more weight, would seriously weaken the scientific
plausibility of materialism. For there is One empirical implication
which we have not so far mentioned which does distinguish between
the two opposed positions. If mind is something distinct from the
brain with which it normally interacts, then it is at least conceivable
that it could, in certain circumstances, interact with other physical
objects or systems. If, on the contrary, there is no distinction
between mind and brain, inasmuch as mental processes are just a
function of brain processes, then, clearly it makes nonsense to
talk of the mind functioning independently of the brain.
Now it so happens that there is already what one can only describe
as a vast amount of evidence which, if taken at its face value,
would suggest that mind interacts on occasion, with external physical
objects. I refer, of course, to parapsychology (Beloff 1974, 1977).
Although, in our present state of ignorance, parapsychology has
to be defined in purely negative terms, i.e. as the study of those
phenomena that cannot be explained in terms of accepted scientific
principles, that is to say in materialist terms, conceptually, it
could be thought of as concerned with those powers of mind that
are irreducibly mental or non-physical.
According to this positive conception parapsychology could be defined
as that part of psychology which deals with the mind-matter interface.
At a more concrete operational level parapsychology is concerned
with two particular phenomena:
(a) where an organism obtains information about events remote in
space and/or time without such information being conveyed via any
known physical channels, as is the case with normal perception
and:
(b) where an organism influences events remote in space and/or
time again without such an effect being transmitted via any known
physical channels as is the case with normal motor activity.
(a) is known technically as ESP and (b) is known technically as
PK and, collectively, the phenomena are known technically as PSI.
Although, as I have said, the evidence for PSI is extensive, much
of it is of an inferior quality, some of it is definitely suspect
and none of it is decisive. It is not decisive for one very good
reason, there is as yet no PSI effect that can be demonstrated on
demand.
Science cannot afford to relax the rule which demands that any
new claim must be confirmable by those competent to test it. Whether
PSI phenomena are peculiarly elusive or non-existent or whether
we simply do not yet know enough about the conditions under which
they occur to ensure their reproducibility, the fact remains that
they cannot qualify as yet for inclusion into the body of accepted
scientific knowledge. Nevertheless, when this has been said, the
fact remains that one would need to be either very ignorant or very
prejudiced or, better still, both to argue that the evidence is
so derisory that it can safely be ignored in this context.
What the materialist must ask, therefore, is, assuming that the
evidence is valid, does it necessitate an interactionist interpretation
or could it in the last resort be reconciled with materialism? It
is true that nothing so far known to brain-science would have led
us to suspect that the brain, as a physical system, could communicate
with objects remote in space, let alone in time, nevertheless one
can never say that one is never in a position to say that all the
physical possibilities have been exhaustively considered. Hence,
however tempting it may be to describe PSI phenomena in terms of
mind-matter interactions, alternative conceptualisations cannot
be excluded.
Two developments within parapsychology would, I believe, upset
the case for claiming this field as affording empirical grounds
for the interactionist thesis. If it were possible to demonstrate
ESP or PK using only computers or other appropriate artifacts or
using only living tissue in vitro or even plants in lieu of a human
or animal subject, in other words systems to which we would not
normally attribute a mind, there would be little temptation left
to think of such phenomena as a manifestation of mind. The state
would be set for their eventual incorporation into an extended and
revised physics and materialism and, with it, the unity of science
would be vindicated. But if this does not happen and if, nevertheless,
parapsychological claims become increasingly hard to ignore, then
the case for interactionism would become more than just a metaphysical
choice.
To avoid misunderstanding at this point, it should not be thought
that the interactionist will have to propose certain paraphysical
forces or energies to make up for the missing physical connections,
as one often finds in the more naive parapsychological theories.
It is much more plausible to suppose that the way in which mind
and matter interact is different in kind from the way matter interacts
with matter. There is a strong suggestion, which I cannot enlarge
upon here, that, in PK for example, the effect is produced not by
feeding additional energy into the target-system but rather by feeding
in pure information so as to alter the probabilities of events at
the microphysical level while leaving the overall energy of the
system invariant. There is likewise a strong suggestion that PSI
processes may be irreducibly teleological in their mode of action
by which I mean that the end somehow dictates the specific means
which bring about its fulfilment. But this takes us into the realm
of speculation, critics might even say into the realm of magic.
For the present, and in all probability for a very long time to
come, it must remain a matter of philosophical opinion whether mind
is for anything, and, if so, what precisely it is for, or whether
mind is merely an aspect of matter which, by the grace of nature
as it were, happens to be associated with the workings of our brain.
Psychology as we have known it so far could teach us only about
the behaviour and experience of the unified psychophysical organism;
it might be, however, that the mind-science of tomorrow, when paranormal
as well as normal phenomena have been taken into account, will be
able to return an unequivocal answer to the question of why we have
minds at all.
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