Mind-body interactionism
in the light of the parapsychological evidence
As a realist, as opposed to an empiricist, I take the view that,
thanks to the progress of science, we already know a vast amount
about matter and the behaviour of inanimate objects, we know something
also about living organisms which exhibit mind- like behaviour and
we have as well an insider's understanding of the behaviour and
experience of our fellow beings but, when it comes to the fundamental
nature of mind and its essential powers, we know scarcely anything
at all. Mind as such remains the densest of mysteries.
There are those who argue that, in the aftermath of the latest
revolutions in physics, matter has become so ethereal, so far removed
from what we took it to be during the era of classical physics,
that the old mind/matter dichotomy has ceased to have any relevance.
Thus, we find Dunstan McKee, writing recently in this journal,1
asking: "does it make sense to maintain the physical/non-physical
distinction in science? What cutting edge does it have?" and
suggesting that we drop forthwith all further talk about dualism
and materialism and start discussing instead "the question
we are all interested in, namely 'what is reality like?'" Certainly,
I would agree with him that it should be the aim of philosophy no
less than of physics to help us understand what reality is like
rather than chop it up into arbitrary categories. But I would not
agree that modern physics has so blurred the distinction between
the mental and the physical that the way is open for a monistic
conception of reality. Indeed, the only real grounds that I can
find for such a contention rest on what the quantum physicists call
the measurement problem. They take it now to be axiomatic that the
state of a given physical system will differ according to whether
a certain critical observation is made or not made. Now this certainly
raises problems about the meaning of objectivity in science but
it would seem to be equally compatible with an interactionist as
with a monistic metaphysics. But, for the rest, although quantum
theory confronts us with a highly paradoxical universe when we try
to explore the fine grain of the material universe, there is nothing
that I know of in the new physics which would suggest to me that
matter possesses any mind-like characteristics.
What is it, then, that makes us want to designate something as
mind-like and something else as purely physical? To Descartes belongs
the eternal credit of having first insisted upon a clear categorical
distinction between the mental and the physical. But this does not
mean that we are forever bound by the particular criteria he used
to make this distinction. All the world knows that Descartes took
extension to be the defining criterion of matter and thought to
be the defining criterion of mind. Res extensa was contrasted with
res cogitans. But this is clearly open to all sorts of objections,
for example percepts and mental images are plainly extended in the
geometrical sense even though they do not occupy a region of physical
space. Similarly, to a modern physicist the dynamic properties of
matter might seem more important than its purely spatial properties.
As for mind, the danger of identifying it with its conscious manifestations,
as Descartes implied in using the generic term "thought",
can be seen in the history of empiricist philosophy. For mind came
to be regarded as something so intermittent and fragmentary that,
eventually, it was natural to treat it as no more than an epiphenomenon
of brain states. If we are to form a conception of mind that does
justice to our common sense intuitions and can serve as the basis
for a theory of the self, we shall have to treat it as the enduring
seat of our mental capacities and dispositions, not just as a series
or collection of specific mental events.
What, then, can we reasonably say at the present time about the
respective characteristics of that which pertains to the domain
of the physical and that which pertains to the domain of mind? Let
us begin with matter. It is still as true today as it ever was that
a physical object or entity exists in space, that it can change
position in space and that it has the power to attract or repel
other physical objects or entities. And that, moreover, is just
about all that needs to be said in this context. All the sophistications
of physical theory are concerned with the structural complexities
of matter and of material systems and with the precise mathematical
laws which govern their behaviour. It is harder to know exactly
what to say about mind but there are, at any rate, three features
of mental events and processes which have no counterpart among physical
events and processes. The first of these is the presence of consciousness
in the most primitive sense of sheer sentience or feeling, the sense
in which we suppose it to be present in all animal life but probably
in no plant life and almost certainly in no inanimate objects or
mechanical artefacts.
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The second is the referential aspect of the cognitive processes
in man and the higher animals. I mean by this that our thoughts,
percepts, memories and so forth represent, symbolise or otherwise
refer to something other than themselves. This is a very vital point
and we may recall that Brentano and the 19th Century "act psychologists"
took this as indeed the cardinal feature of mind. A physical process,
per contra, however complex, is just a physical process. It may
interact causally with other ongoing physical processes but in no
sense can it refer to anything other than itself unless, that is,
we ourselves choose to treat it as a symbol but, qua symbol, it
is no longer a physical process. I have deliberately laboured this
point because of its implications for the mind-brain identity theory,
the most popular current version of materialism. For it makes it
extremely dubious whether such a theory is logically tenable. For
to claim that two entities are identical implies that whatever can
be said about the one entity can equally be said about the other
entity. However, while I can say what my thoughts are about, it
seems to make no sense at all to say about the concomitant brain
processes that they are about anything, they just are. But in that
case there appears to be an insuperable difficulty about identifying
my thoughts or my thinking with any set of brain states or with
the electrical impulses in the neural circuits of my brain*.
* I owe this argument to my colleague Dr G. C. Madell of the Department
of Philosophy at Edinburgh.
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The third distinguishing attribute of mind to which I want next
to draw attention is the familiar intentional or purposive aspect
of behaviour which transforms what otherwise would be a mere sequence
of movements into a meaningful action. A machine can go through
any sequence of movements which the ingenuity of its inventory will
allow but no purely physical system can act in the sense in which
this implies an intention. I realise that this point would be vigorously
challenged by those who have embraced a cybernetic view of human
behaviour. I am aware, too, that the study of our skilled and adaptive
behaviour has been powerfully influenced in recent times by the
analogy with self-regulating mechanisms, just as modern cognitive
theory has been strongly influenced by the work in artificial intelligence.
I would maintain, nevertheless, that to equate the cognitive processes
of human beings or animals with the information processing of computers
is to confuse that which is simulated with its simulation. Thus,
it is one thing to design a robot capable of performing some perceptual
type task such as selecting an object of a particular shape from
an assortment of other objects. But it is quite another thing to
claim that the robot perceives the object because perceiving implies,
among other things, having certain conscious percepts and if anyone
were to suggest that the robot was conscious we would suspect him
of prevaricating in his use of the word consciousness. Similarly,
while it is entirely natural to speak of a computer as solving problems,
playing games, making decisions or even engaging in conversations
we should not allow such talk to obscure the fact that the apparent
intentionality of such performances is not anything intrinsic but
derives from the fact that we invest them with meaning. It is not
merely that the machine is not conscious of the ends which it subserves
for it often happens that we ourselves may act purposefully without
necessarily being conscious of the fact, indeed all our skills have
a certain tacit dimension, the point is rather that the machine
can never become aware of what it is doing and why. Hence, so long
as we are dealing with automata, no matter how cunningly contrived
to mimic mindful behaviour, we are still firmly within the domain
of the physical.
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It seems, then, that there is no great difficulty in distinguishing
clearly between the mental and the physical but, having made the
distinction, there is still one crucial problem to which critics
of dualism have always drawn attention and which, indeed, worried
Descartes himself and his followers. For the question arises: if
mind and matter have no properties in common, how can they interact?
Thus we find McKee putting forward as a "conclusive theoretical
argument" against a dualism of the categorical Cartesian kind
that, either we are driven to deny that the two disparate entities
do interact, in which case the mind-body relationship becomes wholly
mysterious, or "it still needs to be explained how entities
of different kinds can interact, and I do not see how this can be
done."3 This frequently voiced objection was thought to be
so unanswerable that all kinds of preposterous solutions - occasionalism,
parallelism, idealism etc.-were invented by the philosophers expressly
to account for the ostensible mind-body interactions.
Actually, all this philosophical ingenuity was wasted for, when
we examine this argument, we find that it rests on nothing more
than the assumption that there is only one kind of causation, namely
the mechanical causation exemplified by the interactions between
material bodies. But, as Ducasse and others have shown,4 a careful
analysis of the meanings of cause and effect provides no grounds
for supporting that, as McKee puts it "the entities must be
of one kind." Stated in its simplest terms, we can say that
if we are satisfied that an event E would not have occurred under
conditions C but for another event X then, ipso facto, we are entitled
to call X the cause of E whatever might be the nature of X or E,
whether one be mental and the other physical or whatever. In the
last resort, despite all that philosophers have said to the contrary,
it does not even matter whether X occurs after E rather than before
E although, obviously, such backward causation would be highly anomalous.
But, although interactionism cannot be faulted on logical grounds,
I would be the last to deny that it does create enormous problems
for science and more especially for the unified scientific world
view. The point is that physics has provided us with a conceptual
framework which makes material interactions intelligible. We have
a model of how causal trains are propagated through space in an
orderly fashion, of how forces act on bodies and so on. No such
coherent model exists in the case of what Ducasse calls psychophysical
or physico-psychical causation and, indeed, the question whether
any such mind-matter interactions do in fact occur remains a legitimate
empirical question. It is not surprising that, when physiology came
into its own in the late 19th Century, the orthodox scientific view
of the mind-body relationship was that of epiphenomenalism which
ruled out the possibility that mind could in any way influence behaviour,
allowing only, what seemed too obvious to deny, that events in the
brain could affect consciousness. Latterly epiphenomenalism has
fallen from favour being supplanted by the more parsimonious - though,
as we have seen, logically much more questionable-identity theory.
The identity theorist makes much of the fact that by literally identifying
mental processes with brain processes he has restored to mind its
active function since now it participates in whatever causal functions
we assign to the brain events. Yet the implications of identity
theory are no different from those of traditional epiphenomenalism,
namely that a complete theory of behaviour is in principle possible
using exclusively neurophysiological terms. In both cases the conscious
concomitants are irrelevant, the course of nature would be the same
even if they did not exist.
Consider, for example, some simple basic action such as raising
one's arm. On the materialist view, the fact that at some instant
I decide to raise my arm so that I can reach for something on a
shelf, let us say, has no bearing on the question of why my arm
rises. The mental event or volition as it would traditionally be
called is either a by-product of the particular brain state that
initiates the movement of my arm (epiphenomenalism) or it is an
integral part of it (identity theory). But, in either case, its
explanatory value is nil, it remains a contingent fact that there
should be any mental event at all, the behaviour we actually exhibit
would be exactly the same, so long as our physiology remained the
same, even if we were just automata. Our mental life is on this
view a reflection of our behaviour but has no more influence on
it than the colour we choose to paint a machine has on its functioning.
Now it has always seemed to me that to deny the interactionist
thesis is to make a stupendous sacrifice of our most deep-seated
common sense beliefs on the altar of science. Of course, the adoption
of the objective scientific standpoint often entails a sacrifice
of our untutored intuitions. But, before we agree to a sacrifice
of this magnitude which, in effect, destroys the very basis of the
traditional view of what it means to be human and to exercise human
autonomy, we ought to make very sure that the science for whose
sake we are being asked to perform this act of self-abregation is
indeed a valid one. And it is on this question that I want to make
the principal point of this paper, namely that the case for the
materialist interpretation of behaviour - and it is a strong one
- rests upon what I shall have to call "normal" science
(not in the Kuhnian sense but as opposed to "paranormal"
science). In the remainder of the paper, therefore, I shall consider
what would be the implications of accepting as valid at least the
more reputable portion of the parapsychological evidence.
It will not be my claim that this evidence refutes materialism,
that would be putting it much too dogmatically, my contention is
rather that it supports interactionism which, let us never forget,
already enjoys the sanction of common sense. It is true that many
who are currently active in parapsychological research-and this
applies especially to those who have come to it from the physical
sciences-are convinced that the paranormal can eventually be conquered
for physics, given only certain extensions and modifications to
our existing physical theories. They would deny that parapsychology-or
"paraphysics" as some would prefer to call it- represents
any sort of a threat to materialism, all that is at stake is our
current conceptions of the physical world. And given the fact that,
in the present state of the art, parapsychology can be defined only
in negative terms, as concerned with that which cannot be explained
using currently acceptable scientific principles, they are perfectly
free to adopt this stance. The danger of persisting in it, however,
is that it threatens to make the concept of the physical logically
vacuous. In the end, to be "physical" may mean nothing
more than to be "real." The difficulty is that we are
dealing here with ill-defined concepts and shifting rules. How far
can physics be stretched and remain physics? And, if we cannot lay
down in advance what are the limits within which a particular world
view remains tenable, then there can be no question of proof or
refutation.
The pertinent question is what kind of a metaphysic is more consonant
with the parapsychological evidence and on this point I would argue
that interactionism has a decisive advantage. Recently John Randall
suggested that we "redefine parapsychology as the science of
mind-matter interaction"5 and, although in view of our continued
ignorance about "psi phenomena" such a suggestion may
strike one as premature, it does, I believe, represent by far the
most promising positive characterisation of the field that we can
yet offer. Indeed, historically, this has always been the dominant
view of the field. Parapsychology, we must remember, grew out of
the conflict between science and religion which came to a head in
Victorian England and was an attempt to reconcile scientific canons
of evidence with the transcendental view of human personality that
was the legacy of religion. For the early researchers the supreme
challenge was to obtain strict empirical evidence for the reality
of survival. And, had their patient efforts been crowned with success,
this would have vindicated dualism in the most direct manner conceivable
since survival would plainly be impossible if the mind were either
identical with, or wholly dependent upon, the brain which is destroyed
at death. In the event they failed, the evidence they adduced was
never sufficiently specific or so unequivocal that all alternative
interpretations could be ruled. out. And perhaps, in the very nature
of the case, it could not have been otherwise.
When, later, parapsychologists turned instead to establishing the
existence of the more mundane phenomena of ESP and PK, it was still
with the aim of showing that the mind possesses powers which defy
an explanation in physical terms. Even allowing for the possibility
that there may be senses as yet unknown to the physiologist or novel
forms of energy as yet unknown to the physicist, it was still argued
that ESP and PK could not be accommodated within any physicalist
framework. Thus, emphasis was laid on the fact that ESP, in particular,
appeared to be independent of the space-time parameters which figure
in any system of physical communication and that it appeared to
be equally unaffected by any material barriers that might be interposed
between the subject and his target. Rhine, himself, repeatedly claimed
to have proved once for all the "non-physicality" of psi,
appealing especially to the time-transcendence as demonstrated in
his experiments on precognition. We can now see that this was to
take a too naive view of physics. Rhine was right in thinking that
psi could not be brought within the purview of the classical physics
on which he had been nurtured; those who were at home with the paradoxes
of the new physics were by no means so convinced that psi was self-evidently
non-physical in nature. Nevertheless, the crucial fact which emerged
from the original work of the experimental parapsychologists was
the total absence of any systematic relationships between these
psi effects and any set of known physical variables. Such weak relationships
as could be derived from the data indicated the relevance rather
of the psycho- logical variables-e.g. the attitude of the subject,
the personality of the experimenter etc.-certainly there was no
clue as to any possible physical, or even quasi-physical, mechanism
which could mediate the transfer of information between subject
and target.
In the face of this still fruitless search for a physical mechanism,
some contemporary theorists have been suggesting that we would do
best to abandon altogether the causal mode in trying to understand
such phenomena and settle instead for what Jung called a "synchronicity
principle." The occurrence of ESP or of PK would constitute
a "meaningful coincidence," a pair of "confluent
events," a case of "anomalous knowledge" or "anomalous
action"; whatever expression we use the implication is that
no causal transaction of any kind, physical or non-physical, normal
or paranormal, is involved.6 This strikes me as a desperate expedient
which, even if logically defensible, is unnecessary and, if it were
adopted, would soon stultify all further inquiry into the phenomena.
What I think the situation does demand is a fresh look at the peculiar
kind of causation that is involved in mind-matter interactions.
Mechanical causation, as we remarked earlier, consists essentially
in bodies attracting or repelling each other in accordance with
fixed laws of a mathematically describable nature. Nothing in the
physical world, we can safely say, happens in order to fulfil some
particular objective. Nature frequently reveals what may properly
be described as "teleonomic structures" where it looks
as if they were brought about in fulfilment of some preconceived
design but invariably a closer analysis will show that they came
into being as a result of some interplay of chance factors and mechanical
causes such as holds for the rest of the inanimate universe. Now
I want to suggest that the most important single aspect of psychic
or psi phenomena in this connection is that they are irreducibly
teleological in character. We may hunt in all directions for the
pushes and pulls, however subtle, which could account for the effects
we observe but we find none. In the end, all that we find ourselves
able to say is that a certain effect was achieved for no other reason
than that the subject willed it to be so, that, in the ESP test,
he willed the concealed target to become manifest or that, in the
PK test, he willed the particular physical outcome. In a typical
PK test, moreover, the subject knows nothing at all about the particulars
of the target system which he is trying to influence which, nowadays,
may be an electronic random number generator triggered by a radioactive
source or by the fluctuating noise-level in the electrical input.
But, even if, per impossiblie, the subject could be given complete
knowledge of the set-up involved there is no conceivable way in
which he could utilise this knowledge to achieve his ends. We speak
glibly of PK as a "mind over matter" phenomenon but what
this expression seems to mean, if it means anything, is that we
are witnessing a case of matter behaving teleologically under the
constraints imposed by mind.
Given this conception of the psi process we can now look again
with enhanced understanding at the commonplace mind-body transactions
of everyday existence. In all but one respect the PK situation resembles
point for point the basic action we discussed where we deliberately
move a limb. In both cases we know nothing, or at any rate nothing
to the point, about the physical processes by means of which the
task is accomplished. Our contribution begins and ends when an intention
is somehow put into effect. The one difference is that, in the normal
situation, it always remains theoretically possible that this intention
is itself the effect rather than the cause of the physical events
with which it is associated and it is this possibility that keeps
the materialist in business. In the PK situation, on the other hand,
there is, ex hypothesi, no such physical link connecting the subject
with the target system which could give the materialist a leverage.
It appears, then, that we have only two options: either we must
explain both situations, the normal and the paranormal one, on quite
different principles or we must regard them both as instances of
the action of mind on matter and of teleological causation.
The parallel between ESP and normal cognition is rather more problematical.
Nevertheless, it is tempting to think of perception as a case of
the mind reading off the information content of the brain on the
analogy of the mind reading off the information of the target-object
in an act of clairvoyance. This makes better sense, perhaps, than
to think of the percept as an automatic by-product of cortical activity.
Similarly, it is tempting to think of the conscious recollection
of some event as a case of directly retrocognizing a past experience
than as the product of an elaborate process of retrieving stored
memory traces as the orthodox account would have it. But that is
all surmise. The essential point I want to bring out here is that,
on the view I am advocating, it is just a contingent fact, explicable
no doubt in terms of our evolutionary past, that most of our transactions
with the world are effectuated through the brain. Paranormal action
and paranormal cognition occur when, for some obscure reason, we
are able to by-pass this dependence on the brain and allow the mind
to interact directly with the outside world.
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One final comment is necessary if misunderstandings are to be avoided.
I have argued that we cannot afford to neglect the parapsychological
evidence if we hope to arrive at a correct understanding of the
scope and nature of mind. At the same time it must be admitted that
the picture of the mind which parapsychology presents is very different
from that which we associate with traditional Cartesian dualism.
In the first place, far more weight must be given to the unconscious
activities of mind than is allowed for in conventional psychology
even when tempered with a little depth psychology. The fact is that
even the most gifted psychic has at best only a very hazy conscious
control over his phenomena. Secondly, psi phenomena are very hard
to reconcile with the traditional individualistic conception of
mind, often, for example, it is very problematical where one should
locate the psi source and whether more than one individual is involved.
The phenomenon of a "group PK" is one that parapsychologists
now have to reckon with. Thirdly, although there are many different
ways of conceptualising what takes place in a so-called telepathic
interaction, the possibility of a coalescence of minds is one that
cannot be definitely ruled out especially when an awareness of another's
pain or emotion is reported. And lastly, and to me it seems, most
tellingly, the kind of achievement represented by successful exercise
of the psi faculty so far exceeds the mental capacities of the individual
subject that it is hard to avoid invoking some kind of cosmic intelligence
or information pool which the individual can somehow tap and for
which he can serve as a conduit. For all such reasons, the view
of mind to which parapsychology may lead us may differ radically
from that with which we started. But even if we should end up by
having to acknowledge that an individual is only relatively autonomous
and that the only abiding reality is some sort of universal mind
or spirit which works through the individual minds, this would in
no sense dispose of the case for mind-matter interactionism and
that, after all, is what this paper has been concerned to establish.
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