The Mind-Brain Problem
However contentious, the philosophical problem, as distinct from
the physiological problem, can be stated quite simply as follows:
What, essentially, is the relationship between events in the brain
and those private, subjective, introspectible experiences that together
constitute our inner mental life? We need not assume here that consciousness
is synonymous with mind - consciousness may well be no more than
just one aspect of mind - but, with respect to the problem at issue,
it is the existence of consciousness that is critical.
Stated thus, the problem admits of only three basic answers:
(1) Events in the brain, operating in accordance with the laws
of physics, determine completely both our behaviour and our subjective
experiences.
(2) Mental events may be elicited by events in the brain or they
may, in turn, elicit brain events and so influence the course of
our behaviour (I use here the word 'elicit' rather than 'cause'
advisedly since the kind of causation here envisaged is so unlike
familiar causation of the physical kind).
(3) There are no such things as private, subjective, introspectible,
sense-data or qualia (e.g. that red patch that I am now staring
at in the centre of my visual field). Hence there just is no problem.
All that exists, in the last resort, are the physical events underlying
the information-processing, colour-coding or whatever such as any
sophisticated computer or automaton could, in principle, be programmed
to perform. It follows that there is no mind-brain problem for humans
or animals any more than there is for robots or other artificial
intelligence.
There are, of course, innumerable alternative formulations. The
most salient, historically, is the Idealist position according to
which the brain, along with all other physical contents of the universe,
is just a creation of mind. But, despite the eminence of some of
their proponents, these other options are too strained, too evasive,
or just too incoherent to detain us here and I shall take the liberty
of ignoring them. Regarding the three contenders I have enumerated,
I shall call (1) Epiphenomenalism, Double-Aspect, or just Weak Dualism;
(2) Interactionism, Radical or just Strong Dualism and (3) Monistic
Materialism or Functionalism. I shall argue that (3) is so flagrantly
counter-intuitive that, although widely endorsed at the present
time by so many of the foremost philosophers, psychologists, physiologists
and exponents of artificial intelligence, we have the right to reject
it and reaffirm that there is a mind-brain problem. Accordingly,
our only serious options are (1) and (2). I shall not attempt to
disguise my own preference for (2).
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Background
of the Problem
Before the Scientific Revolution of the 17th Century, the distinction
between the mental and the physical was vague and very little was
known about the workings of the brain. Even so, it was taken for
granted that there was a private world of thoughts and feelings
which was different from the public world in which we all live out
our lives. The boundary, however, was vague because perception was
not yet understood. Thus, it was generally assumed that colours,
sights, sounds and all that go to make up our phenomenal world belong
to the objective public world out there. Indeed, such 'naive realism'
is still widely shared today by those who are either philosophically
unsophisticated or, in some instances, philosophically super sophisticated!
The formulation of the mind-brain problem as it has come down to
us could, therefore, be said to commence with Ren Descartes (1596-1650).
The special feature of Descartes' formulation of the problem lies
in his taking an epistemological stance. Anything whose existence
we can, in principle, doubt belongs ipso facto to the objective
external world of matter. Likewise, anything whose existence we
cannot, even in principle, doubt belongs to the subjective world
of mind. Thus, I can always doubt that the objects I seem to perceive
belong to the external world, since I might, after all, be having
an hallucination (we all dream). On the other hand I cannot doubt
the sense-data that I am now contemplating even if I alone experience
them. Furthermore, since there must be some entity that is doing
the contemplating, I also cannot doubt my own existence (cogito
ergo sum). On the other hand the existence of a material world -
and that includes the brain - must be taken on trust. It is, after
all, logically conceivable that some demon might be playing a trick
on us and that in reality there is no external world, indeed, no
other people (Idealism and Solipsism have always been philosophical
temptations)!
Descartes, let us not forget, was a physiologist, as well as a
philosopher and a mathematician, and he was keenly interested in
the workings of the brain. His hypothesis that mind and brain might
interact via the pineal gland is, however, of historic interest
only, as is his insistence that mind was indivisible and unextended
- despite the obvious fact that the phenomenal world (which, on
his own reckoning, belongs to mind) is both extended and divisible.
His epistemological arguments, on the other hand, have never been
refuted in spite of numerous attempts to do just that.
Until the present century the duality of mind and brain was never
in question except, that is, to the adherents of various Idealist
or Phenomenalist doctrines which, in defiance of common sense, insisted
that matter was just a construction of mind and had no ontological
independence. What was at issue was whether the brain was self-sufficient
and operated on a purely physical basis or whether mind could intervene
in its operations so as to ensure one overt action rather than another.
Determinists insisted that the brain was a machine and so mental
events could have no influence on behaviour, they were mere 'epiphenomena.'
Libertarians, on the contrary, i.e. those who clung to the common-sense
belief in free will, took their stand with Descartes and insisted
that a two- way interaction operated between mind and brain.
During the 19th century great progress was made on the physiology
of the brain and, more especially, of the special senses. New sciences,
psychophysics and experimental psychology, sprung into existence.
Wilhelm Wundt (1832-1920) a physiologist by training who is generally
regarded as the father of experimental psychology insisted that
the crucial distinction between experimental psychology and brain
physiology lay in their characteristic methodology: physiology depended
on observation, psychology on introspection. Essentially, the two
were concerned with the same set of phenomena, the difference lay
in their approach. Hence, Wundt regarded himself as a 'parallelist'
with respect to the mind-brain problem: our mental life must be
seen as the obverse of its corresponding neural machinery. This
echoes Leibniz' doctrine of a 'preestablished harmony': there is
no mind-brain interaction, the mental and the physical are destined
to correspond like two clocks that both keep perfect time even though
they are unconnected. The weakness of the parallelist thesis, however,
is that it is by no means clear that the series of mental events,
unlike the series of brain events, forms a continuous, self-contained
sequence. Consciousness, after all, is notoriously sporadic. So
much that we associate with our mental life appears to operate below
the threshold of consciousness.
Not surprisingly, therefore, the view that prevailed among scientists
of the late 19th century was to look for the causes of our behaviour
in the brain alone. It was Thomas Huxley (1825-1895) who coined
the term 'epiphenomenalism' in an article he wrote for the Fortnightly
Review of 1874. In so doing Huxley willingly sacrificed the notion
of 'free will' as an illusion despite its deep embedment in our
language and common sense. For the epiphenomenalist, the brain was
a machine, like everything else in nature, and the mind no more
than a passive reflection of its activity. During the present century,
various attempts have been made to refine the epiphenomenalist formulation.
Thus the so-called 'mind-brain identity' theory, associated with
Herbert Feigl in the United States and with Bertrand Russell in
Britain, which flourished during the 1950s, insisted that the mental
events we associate with consciousness just are the relevant brain
events but viewed, as it were, from the inside rather than the outside.
Whether such a formulation is even tenable, I am still very doubtful
(Beloff, 1965); it begs the question as to whether two entities
that have entirely different properties could, ontologically, be
regarded as one and the same. Be that as it may, from our present
point of view we can take it as just another affirmation of weak
dualism, the dualism which denies any autonomy whatsoever to mind.
Our third solution, which denies that there are any distinct mental
or subjective events that need explaining, is a purely twentieth
century development and it stems from four quite different sources
that have very little connection with one another. The first, in
point of time, arose among psychologists of the first decades of
this century who sought to make psychology the study of behaviour,
human or animal, and, in doing so to discredit introspection that
was previously taken to be the distinctive technique of psychology
as a science. We may call this 'Watsonian Behaviourism and its offshoots.'
The second, in point of time, arose within Anglo-American philosophy
and I shall call it 'Linguistic Behaviourism.' Its classic statement
is to be found in Gilbert Ryle's The Concept of Mind (1949)*. The
third was likewise a product of Anglo-American philosophy (if that
can be stretched to include Australia where some of its most vocal
proponents taught philosophy) and we could call it 'Strict Materialism,'
i.e. the doctrine that there are no private sense-data, only brain-events
and their associated behaviours. D. M. Armstrong's A Materialist
Theory of Mind (1968) may be cited as a classic text. This has today
largely been superseded by the doctrine known as 'Functionalism.'
* For a fuller discussion of the various kinds of behaviourism,
see my article 'Behaviourism' in The Encyclopaedia of Language and
Linguistics (Oxford & New York: Pergamon Press).
Functionalism differs from previous materialist theories of mind
by insisting that mental events need not be identified exclusively
with brain events; if computing machinery made from wires, transistors,
etc. can serve the same functions as our brain in mediating between
inputs and outputs, then mental events may be predicated of any
such system that possessed the necessary information-processing
capacities. Functionalism was a late twentieth century doctrine
that obviously owed its existence to the rise of Artificial Intelligence.
Its most compendious exposition today is a book with the question
- begging title, Consciousness Explained by Daniel C. Dennett (1991).
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Evaluating
the Three Proposed
Solutions
Let us start with the third of these which takes its stand on the
denial of private experience in general and of qualia in particular.
Suppose someone were to deny that there is a chair in my room. I
could easily and uncontroversially refute that assertion by pointing
to a sample chair. But suppose, now, some party were to deny that
my seeing a chair involves my having an image or percept of a chair
in my visual field. What could I say to disabuse them? It would
be pointless to urge them to look in the direction of a chair and
confirm the presence of images or precepts in their own field of
vision for they are committed in advance to denying the existence
of any such entities and they would insist that all that they could
mean by 'seeing a chair' is covered by some behavioural story involving
an actual chair (or, in the peculiar case of an hallucinatory experience,
involving some putative chair).
To adopt a different ploy, suppose that, after getting nowhere
with respect to chairs or chair-like sense-data I were, out of sheer
exasperation, to strike my interlocutor and then shift the argument
to the blow that I have just inflicted on him and to the pain which
he, presumably, now feels (gallantry forbids me to write he or she!).
Now, if the behavioural aspects of pain did, in fact, comprise the
whole of what we mean by pain we could all, no doubt, aspire to
being stoics! The crux of the pain problem - what makes some of
us cowards - is precisely the nature of pain qualia. Even so, a
determined behaviourist, like Howard Rachlin (1994 pp.146-148),
can brazen it out without conceding that there is such a thing as
a private or subjective dimension to pain.
Thomas Nagel (1974) in his much cited paper, put forward an argument
which, if valid, eliminates at a stroke our third solution. If,
he suggests, an entity is conscious then, no matter how alien that
consciousness may be to us, it always makes sense to ask what it
would be like to be that entity. Hence it is at least meaningful
to ask ourselves what it would be like to be, say, a bat whereas
it would not even make sense to ask ourselves what it would be like
to be a computer (though, in terms of the sort of things we humans
do, we have far more in common with our personal computers than
we do with bats or even our pets!)
But materialists and behaviourists are not stupid. They are as
much aware as we are that what they are saying is outrageous, in
the sense of defying something deep rooted in our thought and language,
it is just that they are undeterred. Dennett, at the outset of his
lengthy treatise, warns us that his efforts at demystification"
as he calls it, will be viewed by many as an "act of intellectual
vandalism." But, if we cannot formally refute the materialism
or functionalism that we have called our third solution, neither
can its proponents persuade us to deny or overlook that red patch
that refuses to go away. In dismissing the third solution from further
consideration, I can do no better than John Searle (1992) when he
says (p.8), " . . . if your theory results in the view that
consciousness does not exist, you have simply produced a reductio
ad absurdum of your theory.
Let us turn, accordingly, to our first two proposed solutions both
of which can muster cogent arguments.
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Weak Dualism
Granted, then, that we cannot get rid of subjective experience
the best that an orthodox, reductionist, physicalist thinker can
hope to achieve would be to persuade us that such experience plays
no role in determining our behaviour, that, from the scientific
angle, it is dispensable, that nothing, indeed, would change in
the real world if tomorrow everyone suddenly ceased being conscious,
always provided they continued to behave as if they were! If such
a conclusion sounds extravagant, it has, we must insist, weighty
reasons behind it. It is, after all, common knowledge that mind
is dependent on brain. As the brain develops in infancy, so does
the mind; when the brain suffers injury, whether through accident
or disease, the mind, too, is affected; when the brain starts to
deteriorate and decay with age, so does the mind; finally when the
brain dies, the mind (we presume) ceases to exist. On top of these
commonplace observations, brain research and psychopharmacology
have made impressive strides in recent years and each new advance
seems to confirm this dependence of mind on brain. In his latest
book, Francis Crick (1994) even goes so far as to suggest that it
may soon be possible to identify specific neurons in the brain that
serve to mediate consciousness.
Admittedly, brain science cannot yet provide the answer to all
our problems, there are, for example, still many gaps to be filled
concerning the neurological basis even of such fundamental functions
as memory or perception but, given the complexity of the problems,
this is hardly surprising.
There are, however, at least three good reasons for doubting the
epiphenomenalist thesis. In the first place, it is profoundly counter-intuitive;
in the second place its implications lead to absurd conclusions;
in the third place there exist certain anomalous mental phenomena
which are inexplicable given the known properties of the brain.
Let us discuss each of these objections.
For an epiphenomenalist, it can be only a brute fact that consciousness
supervenes when the cortex of the brain is appropriately innervated.
There is no conceivable reason why this should happen for it serves
no purpose that would favour it from an evolutionary standpoint.
Nothing whatsoever that makes a difference to what goes on in the
real world follows from the supervenience of the mental upon the
cerebral. We might just as well have evolved, therefore, as totally
insentient automata. Thus, when we ourselves design artificial intelligence,
however sophisticated, we do not reckon on their becoming conscious.
Moreover, if, at some future time, we were to make contact with
intelligent aliens from another planet, we would have no grounds
whatever for assuming that they, too, were conscious, no matter
how knowing or sympathetic they might appear to us. For, given the
fact that consciousness arose during the course of evolution on
this planet, no inferences could be drawn with respect to evolution
on some other planet - it being a sheer fluke that we ourselves
happen to be conscious. Hence, if epiphenomenalism is true, we are
forced to conclude that, but for this one unaccountable freak in
our evolutionary origins, the whole of human history could have
proceeded exactly as it has done but without anyone, anywhere, ever
being aware (in the full sense of awareness) of anything that ever
happened! One is almost tempted at this point to paraphrase Searle's
dictum to the effect that any doctrine having such implications
is its own reductio ad absurdum.
As if this were not enough, we must note that epiphenomenalism
necessarily sacrifices the concept of 'free-will,' a concept which
permeates so profoundly all talk of 'justice,' 'merit' and 'morality.'
For, clearly, the commission of a crime is as much the outcome of
impersonal brain processes as is altruistic behaviour. Hitler is
no more blameworthy for his misdeeds than he is for his reflexes,
both ultimately being products of his brain, essentially just a
complex electrochemical machine. The best that the epiphenomenalist
can plead in this connection is that the concept of 'free-will'
is obscure on any analysis and so is not obviously safeguarded on
any alternative theory of the mind-brain relationship.
Let us turn next to our third reason for challenging the epiphenomenalist
position. What parapsychologists call 'Psi phenomena' are, by definition,
inexplicable in terms of what is known about the brain or nervous
system; it is that, indeed, that justifies our calling them 'paranormal.'
Now, there is abundant evidence in the literature that both humans
and animals are sometimes cognizant of matters about which they
could not have had any sensory information and that, likewise, they
can sometimes influence physical events or processes in the external
world without using any known physical means. Since such phenomena
are very difficult to demonstrate and are notoriously elusive, not
to say evasive, most scientists feel at liberty to discount them.
That option is still possible without exposing oneself to the charge
of being a bigot or an ignoramus but, with accumulating experimental
evidence of high quality, it is a position that is becoming increasingly
precarious. Insofar as epiphenomenalism is open to empirical refutation,
it is to the parapsychological evidence that we must look for the
most telling counter examples (Beloff, 1989).
Before we leave this weak form of dualism that we are calling 'epiphenomenalism'
it is worth considering a position put forward by John Searle which
he calls 'biological naturalism.' This, he claims, avoids the absurdities
of both materialism and epiphenomenalism but without making any
concessions to dualism which he regards as anti-scientific. The
key to this remarkable claim (which so far seems to have won few
adherents) lies in the concept of 'emergence but not emergence as
the epiphenomenalist had assumed, i.e. as something radically different
from brain processes, but "in the same way as solidity and
liquidity are emergent features of systems of molecules." (Searle,
1992 p.112). This analogy, however, gives the game away. We have,
after all, a coherent physical theory which connects the motion
of molecules with such macroscopic properties as solidity, liquidity,
heat, etc. The whole point of calling consciousness 'epiphenomenal'
is that there is no conceivable theory which connects the contents
of our private phenomenal experience with what, with suitable instrumentation,
can be observed to occur in our brain. Searle, nevertheless, persists
with his misconceptions. Thus he writes: "The fact that mental
features are supervenient on neuronal features in no way diminishes
their causal efficacy. The solidity of the piston is causally supervenient
on its molecular structure, but this does not make solidity epiphenomenal;
and, similarly, the causal supervenience of my present back pain
on micro events in my brain does not make the pain epiphenomenal"
(p.126). Again, the analogy breaks down at the very point where
it begs the question at issue. Physical chemistry can explain why
"the solidity of the piston is causally supervenient on its
molecular structure"; there is no equivalent theory which explains
why the experience of pain should supervene on "micro events
in the brain."
Those micro-events could obtain even if the experience of pain
did not exist. In short, Searle fails to distinguish between higher-level
properties which can be dealt with by a physicalistic analysis and
epiphenomenal properties or qualia whose existence we must acknowledge
but which manifestly resist any such explanation.
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Strong Dualism
We must turn now to the only remaining valid alternative to epiphenomenalism,
the radical dualism or interactionism that we called our second
solution. This postulates the existence of a World II of Mind as
well as the World I of Matter (to adopt Popper's terminology) and
it insists that these two worlds can and do interact. Now Searle
may dismiss this as "anti-scientific" but it is not inimical
to science as are, for example, superstition, obscurantism or pseudoscience.
It is, however, anti-physicalistic and, in this sense, it can be
said to go beyond science, like metaphysics, but does not conflict
with it.
The advantages of this solution are, roughly, the same as the disadvantages
of epiphenomenalism. It reaffirms what, intuitively, we seem to
know, namely that we are autonomous beings, not the playthings of
our physiology. Furthermore, on this solution, we are spared the
thought that, on another planet, there might be rational beings
exactly like us except that they would be 'zombies' (their brain-activity
would have no conscious accompaniment). The disadvantage of radical
dualism, on the other hand, and it is serious enough to deter most
contemporary theorists, is that there is no clear answer as to where
the mind comes from and how it first becomes attached to the brain,
be it in the fetus or the neonate. The fact is that, leaving aside
mythical and religious cosmologies, the position of mind in nature
remains a total mystery. It could be that there exists some sort
of a cosmic mind, perhaps co-eval with the material universe itself,
from which each of our individual minds stems and to which each
ultimately returns. All we can say is that it looks as if a fragment
of mind - stuff becomes attached to an individual organism, at or
near birth, and thereafter persists with this symbiotic relationship
until that organism perishes. Then, either it reverts to this cosmic
pool or it persists for a time in some kind of discarnate state
(as spiritualists believe) or it reincarnates in a new body and
a new cycle of life commences (Stevenson & Samararatne, 1988;
Haraldsson, 1991; Stevenson, 1987). At present there is no agreement
even as to what would count here as decisive evidence.
Two arguments have often been put forward by sophisticated critics
who ought to know better, which purport to rule out radical dualism
as a non-starter. Neither, as we shall see, stands up to examination,
but their continued popularity is a clear indicator of the desperation
of its critics. The first, which troubled even Descartes, is that,
if mind and matter have nothing in common, how can they even interact?
Now the implicit assumption behind this objection can only be some
such principle or axiom as: if A and B are cause and effect then
A and B must have something in common (over and above their belonging
to the same causal sequence). The question then arises: is such
a principle a logical necessity, a necessity of thought? Or is it
a universally valid empirical truth? Now, so far as I can see, no
logical necessity is involved. For example, if an event A never
occurred without being preceded by some other event B, we would
surely want to say that the second event was a necessary condition
or cause of the first event, whether or not the two had anything
else in common. As for such a principle being an empirical truth,
how could it be since there are here only two known independent
substances, i.e. mind and matter, as candidates on which to base
a generalisation? To argue that they cannot interact because they
are independent is to beg the question.
The second spurious argument concerns the dualistic interpretation
of perception. If, as is alleged, we require a self or subject to
scan the phenomenal field and make sense of it, then, surely, we
need a second self or homunculus to monitor the experiences of the
first self or subject and are thus launched upon an endless regress.
Dennett calls the model we are here defending 'the myth of the Cartesian
Theatre' (Dennett, 1991, Chapter 5). But, whatever may be the shortcomings
of the traditional view of perception, the endless regress argument
does not apply. If perception is a process which requires both an
object and a subject, so be it. What we then have is just a two-term
relationship. This no more lends itself to an endless regress than
any other two-term relationship. For example, the fact that I need
to have my passport stamped in order for it to be valid, does not
imply that the stamp, in turn, has to be validated by being stamped
and so on ad infinitum. Perception, like 'authorisation,' just is
a two-term relationship.
It says something about the desperation of those who want to dismiss
radical dualism that two such phony arguments should repeatedly
be invoked by highly reputable philosophers who should know better.
At all events, seeing that radical dualism cannot be refuted or
wished away, we must now look elsewhere for evidence that may help
us to decide between the respective merits of weak or strong dualism.
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The Relevance
of Parapsychology
Physicalism is the doctrine that everything that happens in the
real world could, ultimately, be explained by the laws of physics
plus the state of the universe at the time the event in question
occurs. Epiphenomenalism, as we have noted, is simply physicalism
as applied to mental events. If physicalism could be shown to be
false then we would have to dismiss epiphenomenalism or weak dualism,
and settle for interactionism, that is to say for strong or radical
dualism.
In calling an event or a phenomenon paranormal' we mean simply
that it cannot be explained, even in principle, by the known laws
of physics. The question at issue is: are there any genuine paranormal
phenomena or can all such putative phenomena be explained away without
invoking anything incompatible with physics as currently understood
(to say that such phenomena will eventually yield to a normal explanation
is to beg the question and to reduce epiphenomenalism to an un-falsifiable
dogma)? The kind of paranormal phenomenon that has a direct bearing
on the mind-brain problem is now properly referred to as a 'Psi
phenomenon' and parapsychology may be defined as the scientific
study of Psi phenomena. Two broad categories of Psi phenomena may
be distinguished: 'Psi gamma' better known as ESP or paranormal
cognition and 'Psi kappa' better known as PK (psychokinesis) or
paranormal action (mind over matter). Evidence for such phenomena
has been accumulating over the centuries (Beloff, 1993) but the
founding of the Society for Psychical Research in London in 1882
is often taken to mark the first concerted attack on this perennial
problem.
The relevance of parapsychology to the mind-brain problem that
is here our concern should be obvious enough. For, if it is true
that, in exceptional cases, we may come to know things to which
we have no sensory access, and could not have known by inference,
we have at least an analogy for the way in which, in normal perception,
the mind might extract information directly from the sensory cortex
of our brain. Likewise, if it is true that, in exceptional cases,
we may come to influence events in the external world to which we
have no physical access, we have again an analogy for the way in
which, in normal motor action, the mind might control the motor
cortex of our brain. Essentially, the parapsychological evidence
exhibits mind as an efficacious factor in the real world, not just
as an idle epiphenomenon, and thereby calls into question the physicalist
position.
Not surprisingly, a tremendous effort is made to discount and discredit
the parapsychological evidence and so ward off the threat it presents
to physicalism. Organisations like CSICOP (Committee for the Scientific
Investigation of Claims of the Paranormal) which has many distinguished
supporters among the scientific community reflects this unease.
Much of this campaign is of a political nature, that is to say,
irony and ridicule is freely used to discredit proponents of the
paranormal. On the other hand I would not deny that, as things stand
today, the skeptical position can still be rationally defended (Beloff,
in press). As I have already said, Psi phenomena are notoriously
elusive and hence difficult to confirm in a way that science has
come to demand in the case of questionable or marginal claims. It
is not, of course, unique in this respect. It is only in the hard
sciences that strict replicability is feasible. In the behavioural
and social sciences, it is the exception rather than the rule. There
are some psychological phenomena that are universal and invariable,
for example the optical illusions, but these are the exceptions.
As we move further away from psychophysics into the realms of personality
and social behaviour, the harder it becomes to satisfy the criterion
of strict replicability on demand. Parapsychology is notoriously
prone not only to experimenter effects but to the whole cultural
ambiance of the time (Beloff, 1994). Even so, with the recent growth
of meta-analysis, all the basic phenomena of experimental parapsychology,
ESP PK, Precognition etc., have been statistically vindicated (Utts,
1991).
It may be that, in the coming century, parapsychological research
will have advanced to the point at which it will no longer be possible
to ignore its findings. However, as of now, an intellectual is still
free to argue and speculate as if Psi phenomena demanded no more
credence than flying saucers. Dennett and Searle were, as we have
seen, unable to agree about the nature of consciousness but both
felt comfortable in showing a total disregard for parapsychology.
One might have thought that, since both are concerned to vindicate
physicalism, they should, as good Popperians would, pay special
attention to claims that directly falsify physicalism, as Psi phenomena
appear to do. Unfortunately they prefer the easier option which
is simply to ignore them.
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Can Psi Phenomena
be Reconciled
with Physicalism?
We come finally, to the possibility that perhaps, despite appearances
to the contrary, Psi phenomena are not, after all incompatible with
physics or, at any rate, if not physics as now currently understood,
then at least the physics of tomorrow or the day after tomorrow.
Should that prove to be the case then it follows that what we are
now calling 'paranormal' would cease to be so and parapsychology
would become a subdivision of physics rather than an extension of
psychology. It is worth noting that some of the most prominent and
enthusiastic experimental parapsychologists at the present time
not only take seriously such a denouement but see themselves as
promoting this goal. Nor is this anything new. Many of the pioneer
psychical researchers of the nineteenth century were themselves
physicists, like William Crookes or Oliver Lodge, who earnestly
considered that these unorthodox studies might lead them to new
discoveries in the realm of physics. For a long time theorists toyed
with the idea that Psi communication might prove to be explicable
in terms of electromagnetic radiation, perhaps of extra low frequency,
but no one any longer takes such an idea seriously. For one thing
the evidence for precognitive Psi is not much inferior to that for
contemporaneous Psi.
With the advent of quantum theory, however, with its non-locality
and other counter-intuitive implications and paradoxes, the situation
changed radically. If physics itself could be so mind-boggling,
surely, it was suggested, parapsychology need no longer feel apologetic.
The current attempt to reconcile Psi and physics centres on the
so-called 'Observational Theory' which takes its cue from the Copenhagen
Interpretation of quantum mechanics. This stresses the role of consciousness
in determining the outcome of a given quantum event. That is to
say, prior to an observation, the particle in question has no determinate
set of values, it is only when the particle is observed that it
assumes one value rather than another. In orthodox quantum theory,
however, the observer has absolutely no influence as to the particular
value that the particle will assume. The starting point of Observational
Theory is that, where certain observers are concerned, i.e. those
whom we may call a 'Psi source,' there will be a statistical bias
with respect to the values of the particles involved such that the
outcome of the Psi experiment may attain statistical significance.
Thus, according to Observational Theory, the Psi process only commences
at the terminal point when an effect is observed. The fundamental
Psi phenomenon is Psi-kappa rather than Psi-gamma, i.e. PK rather
than ESP Thus, in a guessing experiment designed to test for ESP,
it is only when the subject is given feedback at time to when the
target is displayed, that a retroactive process is brought into
play causing the subject to guess that target at time t1. (Observational
Theorists have some trouble coping with ESP experiments where the
subject receives no feedback.) The case of precognitive ESP can
readily be dealt with by the same logic. As regards experiments
specifically designed to test for PK, for which nowadays the use
of electronic random-event-generators represent the staple methodology,
Observational Theory is very much at home. One of the classic experiments
in this field comes from Schmidt's work with prerecorded random
digits (Schmidt, 1976). If this technique could be further developed,
we would, for example, have the perfect cast-iron defence against
insinuations of cheating. For it means that the critic can be given
in advance of the experiment, safekeeping of the relevant target
- sequence which the subject then has to try and influence (Schmidt
et al., 1986)!
Helmut Schmidt, who, by common consent, must be considered one
of the outstanding leaders of contemporary experimental parapsychology,
has recently published in this Journal his own reflections on the
question we are here considering, i.e. the connection between parapsychology
and physics, in an article he calls 'Non-Causality as the Earmark
of Psi' (Schmidt, 1993). By the term 'non-causality' Schmidt is
referring to the phenomenon of backward causation of the kind we
mentioned as fundamental to Observational Theory. Schmidt, for one,
and his word is not to be taken lightly, is in no doubt that parapsychology
and physics can merge. As he puts it, "As soon as a larger
number of clever theorists become aware of the existence of Psi
and its quite real challenge to current physics, the outlook may
brighten" or, again, "From the view of the optimistic
physicist Psi should be explainable in terms of some yet unrecognised
law of nature applicable to animate and inanimate nature alike."
If Schmidt is right - and I have the highest regard for his authority
- then the thesis we have here been advancing, namely that parapsychology
provides the critical empirical falsification of physicalism (the
doctrine that everything that happens in the real world could in
principle be explained by the laws of physics, with the implication
that mind is irrelevant) falls by the wayside. Observational Theory
is still, of course, far from having established its case even among
those best qualified to judge. But, if Schmidt's "optimistic
physicist" is vindicated, would not that settle the argument?
The answer is: no. Observational Theory has been criticised on
logical grounds - i.e. the only reason why I guess correctly is
that I shall later observe that I have guessed correctly - but I
shall not pursue that argument here (Braude, 1979; Millar, 1988).
I want only to point out that Observational Theory has arisen from,
and is applicable to, what has been called weak or statistical Psi,
that is, micro-PK and forced-choice ESP as known in the laboratory.
As regards the strong phenomena, macro-PK, and experiences of a
self-evidently paranormal nature, as known in ordinary life or with
specially gifted subjects, Observational Theory does not even begin
to make sense. Yet to dismiss all the strong phenomena as spurious,
while insisting on the genuineness of laboratory data is, I submit,
grossly unhistorical. Card-guessing experiments did not begin in
earnest much before the 1930s and PK using dice arrived on the scene
even later. Are we to suppose that, when William McDougall initiated
the laboratory at Duke University under J. B. Rhine, he did so without
having any grounds for supposing that there were or ever had been
any paranormal phenomena? And, likewise, are we to suppose that
J. B. Rhine, whose wife, Louisa, spent her life collecting spontaneous
cases, never intended his findings to have any implications beyond
the laboratory? There may be a case for dismissing all claims of
the paranormal (Beloff in press) but to argue that only laboratory
findings are real is, indeed, special pleading!
It may be that future attempts to bring the paranormal within the
purview of physics will be more successful but, should that prove
to be the case, it looks as if such a physics of the future would
be so far removed from physics as currently understood that physicalism
itself would mean something quite different from the reductionist
doctrine that it now signifies. For the universe would then begin
to resemble that holistic conception which flourished among the
Hermeticists (Beloff, 1993) before the advent of the Scientific
Revolution.
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Conclusion
One lesson that should be clear from the foregoing discussion is
that there just is no comfortable solution to the mind-brain problem.
Weak dualism, as we have seen, is bound to be paradoxical and counter-intuitive
while strong dualism remains shrouded in mystery. As for the monistic
position, even though it has been defended by some of the most powerful
intellects of the past hundred years, it must be dismissed as sophistry.
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