IS THE MIND REAL ?
by H. F. J. Muller
From: http://cogprints.ecs.soton.ac.uk/archive/00000361/00/1-TA12.HTM
[1]
ABSTRACT: The mind as a whole escapes objective studies because
belief in mind-independent reality is self-contradictory and by
definition excludes subjective experience (awareness, 'consciousness')
from reality. The mind's center therefore vanishes in studies which
imply exclusive objectivism or empiricism. This conceptual difficulty
can be counteracted by acknowledging that all mental and world
structures arise within an unstructured origin-and-matrix for knowledge-structures
and beliefs. The mind's experience is thus at the center of reality.
Use of such a zero-structure reference can also help to clarify
some related conceptual difficulties and to bridge the Cartesian
gap between the 'two cultures'.
[2]
KEY WORDS: mind, experience, awareness, consciousness, brain,
nature, reality, truth, metaphysics, zero-reference.
[3]
INTRODUCTION: THE PROBLEM
While comprehension of the mind-related brain functions makes much
progress, some investigators, as is well known, arrive at the
perplexing conclusion that the mind's subjective experience aspect
(awareness, or consciousness) is epiphenomenal, or trivial, or
a constructed illusion, or even that it does not exist, and many
have found the mind-brain relationship incomprehensible. This
is a problem (although some deny that it is) because it contradicts
experience, which is our only source. We do not, for instance,
directly experience a neuronal network activity, nor a quantum
physical, or computer-like function of our brain; but we do have
subjective experience, which is not possible according to some
theoretical views. Why does this happen and how can it be avoided
?
[4]
I shall respond first in a summary fashion and then provide some
more detailed reasoning for my opinion.
[5]
(A) Concerning the first part of this question, I want to propose
that the reason for this conceptual problem is the exclusive objectivism
of many investigators: the explicit or implicit conviction that
objectivity is the only valid method of inquiry. Objectivity deals
with circumscribed and more or less invariable (that is, closed,
or self-contained) and verbally labeled parcels of experience,
for instance of gestalt type. This method makes renewed structuration
of experiences, each time they are dealt with, unnecessary, and
handles them at a distance, like coins of invariable value, and
as-if they were mind-independent. It can also help in avoiding
subjective bias.
[6]
But ongoing experience (the subjective aspect of the mind) remains
always open for structuring and cannot itself become a closed
gestalt, or invariable object. If object formations are demanded
as a pre-requisite for scientific investigation, the mind as
a whole cannot qualify. Attempts to reduce the mind to mind-independent
objects of some type (such as neuronal networks, computer functions,
biochemical or quantum mechanical processes, complex mathematical
procedures, behavior, or also to immaterial entities such as
souls) are therefore self-defeating. The center of the open mind
is always at the origin of mental structures, it uses mental
structures but cannot itself become a closed configuration resulting
from gestalt or concept formation. A 'view from nowhere' (Thomas
Nagel) or 'from nowhen' (Huw Price) is therefore impossible,
and so is objective mind-independent reality, which if assumed
turns subjective experience into a 'hard problem' (David Chalmers),
or more correctly: into a paradox which cannot be resolved. The
difficulty is not an 'explanatory gap' in an objective explanation
of consciousness, but it is that: exclusive objectivism (or exclusive
empiricism) will not work as a basis for theorizing about subjective
experience. (And once a fundamental conceptual position is adopted
- explicitly or implicitly - it will influence the results of
all subsequent work in this area.)
[7]
To summarize this difficulty: if reality were mind-independent,
the mind would have to be mind-independent in order to be real.
A 'scientific study of consciousness' cannot imply mind-independent
reality; if it does, it cannot say anything about subjective
experience. Such an assumption is self-contradictory - not only
for the understanding of mind but also in general. This would
seem to be a fairly obvious point, but it is neglected in some
recent publications on consciousness and related matters.
---------------------------------------------------------------
[8]
TABLE 1 :
THE UNSTRUCTURED MATRIX
as the origin of mental structures (various terms)
*The APEIRON is the source and sink of all structures (Anaximander
and others)
*CHAOS (originally = cleft, later = disorder) in Greek thought
since at least Hesiod
*TOHU WA BOHU in the Bible
*TABULA RASA as the start of thinking (Locke and others)
*The ENCOMPASSING (das Umgreifende, Jaspers)
*FACING NOTHINGNESS (and doing something with it: Existentialists)
*CONSTRUCTION and DE-CONSTRUCTION as needed (i.e., ad-hoc; Postmoderns)
*VOID as background of thinking (Murdoch)
*BACKGOUND (Searle)
*GLOBAL WORKSPACE (Baars)
A simple neutral term might be:
ZERO-REFERENCE METHOD
The practical problem is to use such a method on an ongoing basis,
and indeed the functional aspect is much more important than
any static term which might be employed.
--------------------------------------------------------------
THE UNSTRUCTURED MATRIX OF MENTAL STRUCTURES
[9]
If my diagnosis as described above is correct, it follows that
one has to look for an alternative basis for theorizing. In this
respect, I propose secondly that:
[10]
(B) A necessary and sufficient condition for avoiding this problem
(of belief in mind-independently pre-existing, pre-established,
pre-structured, or pre-fabricated, and perhaps even pre-verbalized,
reality and truth) is to consider that all mental structures
crystallize (and are constructed) within an unstructured and
therefore undefinable matrix, which can be used as a kind of
zero-reference point. This origin was called 'apeiron' by pre-Socratic
philosophers, and corresponds (I think) to the 'tabula rasa'
of Locke and others, the 'nothingness' of existential philosophy,
and to several other similar philosophical concepts. (See table
1; that this is continually being re-invented - despite a general
neglect - suggests that we deal here with a fundamental aspect
of thinking.) This indefinable encompassing matrix is the reason
why the mind cannot be defined; it is the source, center, and
envelope of experience and encompasses all mental structures,
such as objects (including the stone kicked by Samuel Johnson),
words, numbers, and even gestalt-free qualia - and conversely,
all mental structures are embedded in it.
[11]
Despite the lack of structure, the origin can be experienced on
a pre-conceptual level. Anaximander of Miletus said that all
things arise from this apeiron, that they commit injustice against
it and against each other, and that they will have to return
back into it. A similar point has been formulated by Jacques
Derrida (see Kamuf, 1991). Deliberate re-tracing from this unstructured
source can be used as a method to examine problematic epistemological
situations, such as, in the present study, the reality of subjective
experience. All the noun terms in table 1 are paradoxical nouns:
they make positive structured statements about absence of structure.
But the zero-reference procedure is an activity, and not tied
to a particular noun; thus none of the expressions in the table
is essential, and one should emphasize the activity rather than
a (non)thing. The term zero-referencing is perhaps preferable
because it is neutral. (One might see a parallel here to 'zero-base
budgeting', where all expenditures have to be justified as opposed
to no expenditure, rather than to last year's budget; similarly,
in zero-referencing, all terms have to be re-traced as arising
from nothing).
[12]
Such considerations should complement - not replace - objective
brain-mind studies.
[13]
In support of these two propositions I will present, for your consideration,
a number of arguments. I confine myself to a few points of central
importance, concerning the basis of my point of view, and some
of its ramifications, in order to make sure that it meshes with
related issues. Everything I say here is a draft, or a suggestion
for action, and is not meant to be a finished product or 'solution'.
I present this material because I think that something along
these lines is needed for an approach to the questions of the
mind-brain and mind-reality relations. Most of these ideas are
not new, some are indeed quite old but have become somewhat obscured
by more recent developments.
OBJECTIVITY AND EXCLUSIVE OBJECTIVISM
[14]
Objectivity means the handling of circumscribed and usually verbally
labeled parcels of experience which are treated as-if they were
mind-independent and invariable. It is a specialized method of
thinking which has developed within the wider zero-reference
context of experience. Objects (things and concepts, in language
chiefly corresponding to nouns) are more structured and parcelled
off and thus later - in several meanings of this 'later' - than
ongoing experience and action, and therefore than the unstructured
origin, than awareness of gestalt-less qualia, and even than
non-verbalized gestalt formations (in humans and animals). Some
aspects of experience can be fixated with the help of numbers
and mathematical formulae which in themselves may be handled
as-if they were static entities although they often describe
functions. Objectivity is a very helpful method of investigation,
and can 'explain' many parcelled experiences in terms of reduction
to simpler parcelled experiences: the simpler ones can be more
reliably comprehended and manipulated.
[15]
But objectivity (or empiricism) is not an indispensable ingredient,
and even less a guarantee, of truth and reality. Objectivated
functions cannot be the mind in toto because experience is not
an object. The objective method should, and can only, be understood
as a tool within the wider perspective of zero-referencing; this
proposition goes somewhat further, I would think, than Chalmers'
more recent opinion (1997) that a phenomenological basis is needed
for objective theorizing.
[16]
In contrast, exclusive objectivism is an unwarranted scientistic
extrapolation from the objective method (cf. Lindley's discussion
of weak and strong objectivity). It has been prompted by the
successes of the objective method, and it does tend to promise
the truth. To say that objectivism is the only access to truth
is like claiming that money is the only possible indicator of
value. This has been a main feature of positivism; but although
positivism, empiricism, and materialism are often said to have
become obsolete, the exclusively objectivist belief in mind-independendent
reality and truth still predominates in the practice, as well
as in the philosophy (which sometimes tries to justify itself
by appealing to the practice), of science. Many investigators
who are critical of the positivist view are nevertheless exclusive
objectivists.
[17]
The only support for exclusive objectivism (or exclusive empiricism)
is the belief of its adherents, to the effect that there is a
mind-independent objective world. To call this belief 'knowledge
of truth' is an error which complicates matters; it introduces
a prejudice, a theoretical handicap which prevents effective
dealing with subjective experience. Knowledge is strong belief,
perhaps even without doubt (in which case it can become dangerous).
Beliefs and world views become established since early childhood
while mental structures form within the unstructured matrix;
the formed structures are adopted or rejected on the basis of
reality testing, plus adoption, or else rejection-and-modification
(or re-construction) of beliefs which prevail in the community.
The testing takes place even when structures are strongly pre-determined
by biological factors, as for instance with hallucinations or
dreams. The accepted beliefs may, in addition, be stabilized
to varying degree by metaphysical assumptions such as the one
of mind-independent reality, where parcels of experience such
as objects or data or facts are understood as prefabricated and
pre-conceptualized units, which are given as such (this tends
to happen in much of empirical research). Such an assumption
usually prevents questions like: who 'gives' data to whom, and
how, and why ? Who 'makes' facts ? If we discard this assumption,
on the other hand, we see that we deal with our own belief.
MIND AND NATURE
[18]
An operational or functional characterization (rather than a definition)
of mind can be given on condition that it includes the encompassing
zero-origin feature as its pivotal point by considering how everybody's
mind operates (this procedure is clearly definable):
[19]
Mind (specifically the unstructured aspect of subjective experience)
is an integral aspect of all mind-nature experience.
[20]
To take this into account, it is necessary to go back to before
the Cartesian primary subject/object split, not only in principle
but in practice. Mind is at the center of experience, and always
presently (here now) open and active, although to varying degree
and in variable ways. A 'view from nowhere', as it is implied
in exclusive objectivism, is therefore not possible, and the
notions of 'here' or 'now' cannot be adequately defined in objective
terms, because they are earlier than objective space and time.
Mind as a whole cannot be understood in isolation outside the
encompassing aspect of experience or zero-structure, which develops
(becomes structured and differentiated) into what could be called
the mind-nature system (of which the mind-brain system is a special
instance); and this although many part-systems or aspects can
be explained in an objective mind-independent sense when behavior
(including speech) is substituted for subjective experience.
[21]
Furthermore, consciousness is not a 'theoretical construct', it
is a summary expression (or envelope) for the phenomena of experience.
'The mind (or consciousness, or subjective experience, or awareness,
or 'res' cogitans, or the ego, or the soul) is' I; I am aware
of 'it, the subject', because I am 'in it', or better, because
I am 'it', and 'it is' I. Difficulty in understanding may arise
here because such verbal expressions (which are side-effects
of objectivist thinking habits) can act as a trap: they can suggest
the erroneous notion that I am a kind of 'object', and this mind-independent
object then urns out to be entirely elusive. That elusiveness
in turn then leads for instance Francis Crick to propose his
'Astonishing Hypothesis' to the effect that 'I am the detailed
behavior of a set of nerve cells'. One can indeed learn a good
deal from studying objectified aspects of mental functions (neuronal,
biochemical, cerebral blood flow, informational, behavioral,
verbal, and - who knows - one day maybe even particle physical
events). The problem is that this does not tap subjective experience.
[22]
The concept of subjective experience ('I') is temporary, makeshift
(ad-hoc), and it is often used as-if it were an (impossible)
persistent mind-independent entity. In this respect, it is quite
as useful as well as impossible and as valid or invalid in a
functional sense as the concepts of mind-independent natural
or empirical 'objects', or of 'qualia'.
[23]
It differs from experience of natural objects, however, inasmuch
as subjective experience is more difficult to take distance from
(except in notions like 'immortal soul' or 'ego', which are firstly
often erroneously used as objectifications, and secondly not
acceptable to everybody because of their wider connotations).
And also, the unstructured matrix can here less easily be neglected.
In addition it is more difficult to share (because it is in principle
confined to one person) except by empathy, which is difficult
to study scientifically, for instance because it cannot easily
be quantified except with rating scales for subjective states.
[24]
For such reasons, some exclusive objectivists accept only external
(natural, empirical) objects as real, but not other 'experience'
(or 'awareness', or 'consciousness' in the sense in which this
term is used in recent consciousness studies) and sometimes not
even 'qualia' such as color, heat, or pain. This discrimination
is supported only by an explicit or implicit belief in mind-independent
(external, natural) reality, which uses verbally labelled parcels
of experience as positive anchors.
THE METAPHYSICAL DILEMMA, AND WORKING METAPHYSICS
[25]
Keeping the mind's experience at the center obviates later attempts
at re-introduction of subjective experience to science (because
it is needed), as it has been attempted for instance in Homunculus
Theory, or with the Anthropic Principle. A similar attempt is
'ontology' in general: although the being ('on') of things in
the outside world is usually meant to be described, the observer's
reasoning ('logos'), and thus subjective experience, are implied;
and in case mind-independent being is sought this is therefore
a self-contradictory effort. (The 'crisis of representation'
in postmodern philosophy, where the reality of the 'referent'
becomes doubtful, has similarities to crises of the value of
money; it is a real problem, and it will not suffice to pretend
that it does not exist).
[26]
These questions immediately bring up the dilemma of metaphysics
(and in particular of its branch of ontology), which I will briefly
discuss. I call it a dilemma because the question usually evokes
one of two equally impossible answers. Either metaphysics is
affirmed, following Plato and Aristotle, but paradoxically its
entities always remain outside our grasp; or else metaphysics
is rejected, as it was for instance by some empiricists, or by
positivists of the Vienna Circle, but paradoxically facts, data,
referents, and 'what-is-the-case' are simultaneously asserted
to exist mind-independently. The one or the other (or perhaps
both) are implied in all types of exclusive objectivism.
[27]
In practice, everyone, including those who say they don't, utilizes
beliefs in transitory and/or persistent metaphysical entities,
but nobody, including those who say they do, experiences metaphysical
truths themselves. This belief uses metaphysical structures as
stabilizers, fixation points, of thinking, which 'transcend'
(are extrapolated from) experience. Perhaps one should say they
form an exoskeleton or scaffolding for thinking, which is otherwise
too amorphous and under-determined; they are tools for handling
and exploration. The urge to switch to such concrete ontological
structures is very strong, and semiautomatic, but can to some
degree be deliberately monitored. This latter possibility is
useful because the conviction that such stable metaphysical structures
constitute a primary mind-independent reality is the chief obstacle
to an understanding of experience.
[28]
If the present argumentation is right, the choice is not between:
for or against metaphysics (neither opinion being sustainable);
but instead: between fixed (or static or fundamental) metaphysics
and transitory (or functional, or auxiliary, or makeshift, ad-hoc,
or as-if) metaphysics. A term like 'working metaphysics' might
be more acceptable to some, in analogy to 'working hypothesis'.
Because as-if metaphysics is seen as only secondary, and of auxiliary
type, the unstructured origin or matrix can simultaneously be
explicitly recognized as persisting at the center of experience;
this is not possible to do within a fundamentalist metaphysical
view, because there the center is occupied by a structured positive
assertion of some type (this applies for instance to empiricism).
Besides stable images, words - in particular nouns - are suitable
for storage as fixed entities, in memory and in encyclopedias.
An alternation appears desirable between temporary reliance and
stabilization with the help of old and new such structures, and
ongoing experience (which is the source of intuition for the
construction of new mental entities, and in turn has to discard
some old ones).
[29]
Seen from this as-if standpoint, the fundamentalist one is a restricted
view, which attributes mind-independent status, eternity, and
universal validity to ad-hoc structures, to snapshots, and to
guideposts, and even to mental methods and tools such as words,
or numbers, or theories, or discourse, or consensus. Instead
we should emphasize the auxiliary and ad hoc tool function of
such methods and structures (even if this function is of long
duration or highly repeateable) and appreciate their origin in
the ongoing flow of experience.
--------------------------------------------------------------------------------
[30]
TABLE 2 :
CHARACTERISTICS OF THE ZERO-REFERENCE VIEW
(A) GENERAL CHARACTERISTICS:
1. UNSTRUCTURED ENCOMPASSING is the negative anchor
2. A STRUCTURED ENCOMPASSING may serve as a general tool within
the above
3. LANGUAGE, DISCOURSE, CONSENSUS are temporary tool structures
4. IDEAS AND CONCEPTS are tools
5. NUMBERS, MATHEMATICS, LOGIC are tools
6. PARCELS, OBJECTS, DATA, FACTS are tools
(B) TARGET AREAS
7. SUBJECTIVE EXPERIENCE
is central
8. NATURE EXPERIENCE
is central
9. UNITY SUBJECT/OBJECT AND MIND/NATURE
yes: thinking starts before subject/object split or mind/nature
split
10. REALITY AND TRUTH
rests on belief in validity of structures
11. SOURCE OF CERTAINTY
is ongoing testing of reliability of structures
12. METAPHYSICS, ONTOLOGY
are auxiliary, tools, as-if, ad-hoc, skeleton
13. INTUITION, MYSTERY
important for start, not useful alone
14. MIND-INDEPENDENT REALITY
no
-------------------------------------------------------------------------------------------------------------
REALITY AND TRUTH
[31]
Reality and truth are the ensemble of mental structures which
are accepted as valid on the basis of belief (as, among others,
Blaise Pascal and Karl Jaspers pointed out) by individual and 'collective'
subjects. Such ontological beliefs or commitments are usually fortified
by words (by nouns in particular), but remain always in need of
re-evaluation of their current functional validity; with a possibility
of functional 'falsification' (as suggested by Karl R.Popper),
but not of verification, certainly not verification in the sense
of a mind-independent truth.
[32]
Outside of fundamentalist views, 'is' is shorthand for 'I believe
in the reliability of what I have constructed, or have accepted
from others, as functioning structures'. Static metaphysical beliefs
can function only to the extent that they are not challenged by
analytical thought, hence the taboos (including implicit taboos)
which are associated with dogmas. The proposed zero-reference position
(Table 2) has a negative but clearly identified anchor, and does
not imply replacing instrumental 'knowledge' or 'reality' by either
'skepticism' or 'mysterianism'. Mind-nature experience is central,
certainty is secured by ongoing testing of the reliablity of structures,
but all structures are understood as tools, and cannot have mind-independent
functions or serve as anchors.
[33]
Now comes the greatest difficulty for the proposed zero-reference
point of view: does the foundation of reality in belief mean that
'things' (or 'systems') depend on what we think of them ? For instance,
would they not be there if no-one perceived them ? Should we really
believe that the moon exists only when we look at it ?, as Einstein
asked in objection to the Copenhagen theory of Quantum Mechanics.
Of course they would be there, we have to say - once we extrapolate
from ongoing experience. But we also have to be clear that at this
point we have already transcended the ongoing flow of experience
(which occurs 'here and now'), and have proceeded to base our thinking
on opinions and predictions stemming from an arsenal of more or
less invariable extrapolated (transcendental or ontological) as-if
fictions (a term introduced by Hans Vaihinger). These are not elements
of present experience, but metaphysical icons, immobilized in memory,
often with the help of language, which are suitable for stable
belief concerning parcels of mind-nature experience, pertaining
more either to nature, or to mind, or more or less equally to both.
Mind-independent reality, a view from nowhere or from nowhen, and
other transcendental beliefs, are envelopes of such as-if fictions.
[34]
To what extent the structuring agency is biologically hardwired,
or else learns (constructs) in a more flexible way within an unstructured
matrix, is not relevant to this question. Even animals with less
freedom to explore and choose have to build up a complete world-reality
of some type in order to live, to which they become 'ontologically
committed' and which they then do not doubt unless there are compelling
reasons (see Harris, 1997).
[35]
To appreciate the pervasiveness of extrapolation (or transcendence),
consider that when you look at your hand, you see only one side
of it, all remaining visual 'knowledge' about your hand is provided
by stored and recalled extrapolated parcels, and even what you
see now falls very predominantly within forms which you have previously
established and extrapolated, and which you use now, because you
believe that they are reliable. One may object that we have no
choice when we see a tree, and that this shows that the tree is
mind-independent: but firstly we can close our eyes and not see
a tree, and secondly we might be blind and never have seen one.
What this shows is that: we can only construct mages within the
constraints of mind-nature experience as it occurs, which is the
unconditional (and unstructured to start with) source.
[36]
This stabilizing procedure (which includes for instance the use
of images, concepts or of mathematical functions) is helpful, and
actually indispensable, for thinking and communicating: we talk
about a created and shared more or less invariable but fictitious
as-if-world, as it is fixed in memory, as distinct from a private
flow of experience which it would be difficult to discuss even
if it were the same for all participants (which is largely not
the case). This mind-independent fictitious world is dealt with
as-if we were presently (here and now) perceiving it, and proceeding
in this way results in a set of expectations of the type: if I
(or you) do X , I (or you) will experience Y.
[37]
We tend to use these icons so automatically (similar to our use
of money) that we may forget their secondary (transcendental or
extrapolated) nature, particularly if we believe in them unconditionally
(as in naive realism or exclusive objectivism). Whatever we say
about past, future, and other places, and even about the non-visualized
parts of objects we see, is extrapolation from previous ongoing
experience, and the extrapolation procedure needs the stabilization
with help of the invariable icons; and ongoing experience uses
them as well, all the time. And in many cases, we can indeed safely
neglect our subjective part for the time being, and handle objects
like invariable coins, as-if they existed mind-independently. We
do that all the time in science, it works quite well (except for
subjective experience, and perhaps for some aspects of particle
physics), and there is nothing wrong with that so long as we do
not mistake this for original positive mind-independent truth.
[38]
We do it all the time, too, with psychological and religious concepts,
like 'I', or 'ego', or 'soul', and there is nothing wrong with
that either, provided we do not mistake them for primary entities.
The temptation to make such an error is perhaps greater with respect
to other peoples' minds - but it is really the same question as
for our own minds: their center of experience is accessible to
us only via empathy, where we substitute our center to some extent
for (as-if it were) theirs.
[39]
But in case we want to, or have to, investigate beyond this 'as-if',
we find that when we deal with these thing-structures, they are
never alone, we are always in there too. And we do have to investigate
beyond the as-if, by going back to original experience, when we
want to study the mind in its entirety. We subjects are always
part of the experience, and the extrapolation (or transcendence)
always implies our presently ongoing mind-nature experience with
its unstructured source, from where it starts. For a comprehension
of subjective awareness, the distinction between ongoing experience
(which is at least partly open and unstructured) and extrapolated
fiction (largely closed and permanently structured) is essential.
[40]
A practical key question is: how strong can guiding beliefs be
without absolutes ? Individual and collective responsibilities
and possibilities will be experienced as being both more intense
and making greater demands than when mind-independent sources are
seen as guarantors. Due to the under-determination of mind-nature
experience, we are, one might say, condemned to active construction,
choice, and freedom, if we do not want to be blindly dominated
by some dogma. In the absence of absolutes it should be easier
to avoid fanaticisms and hybris - to the extent that they are fortified
by absolutes - while the human responsibility for the creation
and maintenance of commonly accepted reality, truth, values, and
goals, as well as personal and group identity, becomes more evident
and urgent.
TWO DEMONSTRATIONS OF ZERO-REFERENCE USE
[41]
A well known instance of the mind's stumbling over its own products
(which is a frequent type of mishap in epistemology) is the Achilles-turtle
paradox of Zeno of Elea. The slowest being, the turtle, will never
be reached by the fastest, Achilles, because necessarily the pursuer
must always first come to the point from which the fleeing one
has already departed, so that necessarily the slower one always
has a certain advantage (see Vlastos, 1967). Achilles thus cannot
overtake the turtle if the sequence of diminishing space intervals
is erroneously taken as a primary given rather than having validity
only as a mental tool - which can be used if and as desired. The
problem disappears when the zero-derivation is re-established:
Zeno tried, with four such paradoxes, to demonstrate that motion
was impossible; but motion is an earlier experience than the space
intervals which we construct and which are secondary to such more
original experience, and in zero-reference view space intervals
can therefore not invalidate motion. The Eleatics apparently capitulated
to such concepts, just like the Pythagoreans became number worshippers,
Plato deified ideas, positivists exalted objects, facts, and data,
and some postmoderns say that language or discourse are everything.
[42]
As another example, 'time' (and 'space') originate as extrapolations
from, and quantification of, the flow of experience which occurs
'now' (and 'here'); the experience aspect of time, 'temporality',
has been emphasized by the phenomenologists (such as Martin Heidegger
and Maurice Merleau-Ponty). Backward extrapolation starts from
the present activity and experience of remembering (that is, we
remember the past 'now' and 'here'), plus the communicated experience
of others. Forward extrapolation starts from our present activity
of anticipation and planning (which also takes place 'now' and
'here'). Sideways extrapolation is similarly parcelled and labelled
as 'space'. Quantifications in turn use numbers which are word-like
stand-ins for (as-if they were) the simple activity of counting
with the help of fingers or by other means. Flow of experience
and counting are early-structured aspects, still close to the origin.
But objective time - as a line going from past through present
to future - is a fictitious (as-if) extrapolation from ongoing
experience.
[43]
An analysis of this type can help with problems which occur for
instance when time is erroneously considered as a primary entity,
as with the suggestion that time travel is possible ('because it
does not contradict any law of physics'), or that the arrow of
time is reversible (because certain physical events can be depicted
the same way forward and backward when objective time is assumed
as fundamental). Time travel is a proposition based on erroneous
assumptions. Zero-referencing can also deal with the difficulty
that 'now' (like 'here') cannot be arrived at starting from mind-independent
time (or space): 'now' and 'here' describe aspects of ongoing ('present')
experience and cannot be derived from objective (that is, secondary)
time, or space, or space-time. This is because mind-nature experience
is always first and at the center. - The difficulties resulting
from the assumption of mind-independent primary time and space
have often been discussed; recent examples are Price (1996), and
Papineau (1997).
[44]
In the described examples, mental structures were erroneously considered
more real than ongoing experience, which uses structures as temporary
tools only; one might talk here about an 'inverted use' of structures.
Once this is recognized as a problem, counter-measures can be taken.
PERFORMANCE OF SOME EPISTEMOLOGIES
[45]
The points listed in table 2 (and additional points) can be used
to evaluate the properties of various epistemological viewpoints.
[46]
A comparison of the zero-reference position with the 'view from
nowhere' and 'from nowhen' shows similarities and differences.
The similarities stem mainly from the realization that the Cartesian
subject/object dualism is no longer a sufficient theoretical basis.
The negative expressions in the titles refer, however, to different
aspects of experience. In the Nagel-Price formulations it means
the elimination, or at least the marginalization, of subjective
experience, while belief in mind-independent objective reality
is the definite positive anchor. In contrast, subjective experience
is central in the zero-reference view, and object-concepts are
its tools, while mind-independent reality is impossible and the
unstructured origin is the definite negative anchor; the central
role of experience is crucial for understanding mind.
[47]
Some other points of view operate with a definite positive structured
ontological foundation or anchor point, which distinguishes them
from the definite negative unstructured anchor point of zero-reference.
This includes idealism (for instance Plato, Hegel) in which ideas
are the anchor; theism (for instance Aquinas) with a sacred doctrine
as its anchor - a God-concept is paradoxical if it is thought of
as incarnate: 'credo quia absurdum', as Tertullian is said to have
said; and the various types of exclusive objectivism (empiricism
including Berkeley, positivism, etc., and most of present-day science,
which in the field under discussion includes for instance Papineau,
Smith-Churchland, Dennett, Minsky, Nagel, Crick, Price) where objects,
facts, data are the positive metaphysical (ontological) anchor,
although some paradoxically deny that this is metaphysics.
[48]
To the extent that the positively anchored views are held in an
exclusive or fundamentalist way, they leave no room for a central
negative anchor (i.e., an unstructured matrix): because the center
is occupied by a structured positive anchor. As a result, Augustinus
for instance arrived at the conclusion that men cannot understand
how minds (understood as circumscribed entities called souls) are
attached to bodies. - The positive anchor point may sometimes be
a response to the horror vacui which can result from the notion
of an empty center. On entering new situations, one tends to form
a positive (active) operating image of the initial situation which
serves as a standard for comparison with later developments; and
similarly one necessarily constructs more gradually a fundamental
positive general picture ('knowledge') on entering the world -
which is created and modified with the help of others - with which
to operate. And once again, there is nothing wrong with that, so
long as one does not mistake that image for mind-independent reality.
[49]
In several other views, the positive anchors are less strong, and
they are often based on mental tools such as numbers or logic (Pythagoreans,
logical positivism, complexity studies). - Language, discourse,
consensus are anchors for critics within positivism (from Wittgenstein
to Feyerabend; and recently Searle, Chalmers, Penrose, Globus,
and others), sometimes with recourse to other fields which at first
sight at least are unrelated, such as quantum mechanics, or mystical
thought. - Phenomenology (from Kierkegaard to Merleau-Ponty) is
based on experience, but tends to use language and 'data' as secondary
anchors. - Postmodern writers (such as Foucault, Habermas, Derrida,
Rorty, Lyotard) also utilize language, discourse, consensus as
basis, or else deny any possibility of knowledge in an 'ironical'
point of view. Because the center is less clearly structured, an
unstructured matrix is here less clearly excluded, but neither
is it expressly postulated. (The task of skepsis as a monitor of
thinking habits has not really changed since the time of Socrates,
Pyrrhon, and Pascal.)
[50]
In principle such an evaluation procedure can help to compare the
usefulness of the various viewpoints for the mind-reality and mind-brain
questions, and therefore I believe that more work on this matter,
and perhaps on some of its ramifications, is desirable.
CONCLUSION
[51]
Theories dealing with the relation of mind to brain, and to reality
generally, should be examined with help of a zero-reference point
of view, which I suggest is better suited for a contradiction-free
analysis than other epistemologies. Such analysis ought to be
a background consideration in objective studies (and conversely:
the access to the mind-brain and mind-reality relations could
be a touchstone for epistemological theories). Going back to
before the subject/object split can also help in bridging the
gap between subject and object, and thus between the 'two cultures'
(Snow).
[52]
Nothing I have said here denies the value of objective studies
in the areas where they are appropriate ( including for instance
questions like: how - by which mechanisms - are functions which
are experienced as conscious bound together ?, or: what are the
mechanisms of working memory ?, or even: how does conscious awareness
evolve from simpler functions ?, if objectifiable criteria are
used ). Indeed, the conceptual considerations are only a complement
to the objective ones, although, I would think, an indispensable
one. On the other hand, objective investigation should be considered
in the wider context of zero-referencing: and some questions, although
they are quite real, are not suitable for exclusive objective parcelling
( such as: what it consciousness ?, or: is the mind real ?, or:
how does the mind relate to the brain ? ), because experience is
earlier than objects. In each case, one has to decide which aspects
should be investigated by objective techniques, which with conceptual
clarification, and which of them need both. In a capsule: there
is no mental activity without brain activity, but mental activity
is not brain activity, and any actual or possible knowledge of
brain activity is a specialized structure within awareness, or
mind, or experience, or consciousness. That is, there is no mind-independent
brain activity.
[53]
The discussion of these matters should not be side-tracked by the
limitations of empiricist or other fundamentalism, whether they
be unreflected or deliberate, which deals with pre-fabricated reality
only and refuses to discuss the conceptual basis. Empiricism works
well for many questions but is self-defeating for studies of subjective
experience.
[54]
Descartes' position has caused much difficulty and ought to be
modified. He started from he 'dubito ergo sum': 'I doubt the truth
of traditional ideas' is a valid skeptical activity, but 'ergo
sum' has become the unwarranted ontological thing-extrapolation
he called 'res cogitans'. It comes as no surprise that this assertion
is in disrepute. Cogitation uses belief in ad hoc structures which
are always open for critique and de-structuring, and the statement
ought to be 'cogito: credo-atque-dubito'.
--------------------------------------------------------
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------------------------------------------------------------
This paper is modified from presentations at Douglas Hospital
(1994), a McGill Cognitive Science seminar (1996), and the 9th
Annual Meeting of the Association for the Advancement of Philosophy
and Psychiatry, San Diego, California, 18 May 1997.
Commentary for this paper is requested because it deals with questions
which are currently the object of much discussion in consciousness
studies; it offers a different angle which I think can help to
clarify certain difficulties in understanding.
I am indebted to friends and colleagues for their discussion and
suggestions.
Author: Herbert F.J. Muller, M.D., FRCP(C), FAPA, Associate Professor
of Psychiatry, Electroencephalography Department and Memory Clinic,
Douglas Hospital, McGill University, Montreal, QC, Canada, H4H
1R3.
e-mail: mdmu@musica.mcgill.ca
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