The Philosophical Importance of Mathematical Logic
by Bertrand Russell (1911)
IN SPEAKING OF "Mathematical logic", I use this word
in a very broad sense. By it I understand the works of Cantor on
transfinite numbers as well as the logical work of Frege and Peano.
Weierstrass and his successors have "arithmetised" mathematics;
that is to say, they have reduced the whole of analysis to the study
of integer numbers. The accomplishment of this reduction indicated
the completion of a very important stage, at the end of which the
spirit of dissection might well be allowed a short rest. However,
the theory of integer numbers cannot be constituted in an autonomous
manner, especially when we take into account the likeness in properties
of the finite and infinite numbers. It was, then, necessary to go
farther and reduce arithmetic, and above all the definition of numbers,
to logic. By the name "mathematical logic", then, I will
denote any logical theory whose object is the analysis and deduction
of arithmetic and geometry by means of concepts which belong evidently
to logic. It is this modern tendency that I intend to discuss here.
In an examination of the work done by mathematical logic, we may
consider either the mathematical results, the method of mathematical
reasoning as revealed by modern work, or the intrinsic nature of
mathematical propositions according to the analysis which mathematical
logic makes of them. It is impossible to distinguish exactly these
three aspects of the subject, but there is enough of a distinction
to serve the purpose of a framework for discussion. It might be
thought that the inverse order would be the best; that we ought
first to consider what a mathematical proposition is, then the method
by which such propositions are demonstrated, and finally the results
to which this method leads us. But the problem which we have to
resolve, like every truly philosophical problem, is a problem of
analysis; and in problems of analysis the best method is that which
sets out from results and arrives at the premises. In mathematical
logic it is the conclusions which have the greatest degree of certainty:
the nearer we get to the ultimate premises the more uncertainty
and difficulty do we find.
From the philosophical point of view, the most brilliant results
of the new method are the exact theories which we have been able
to form about infinity and continuity. We know that when we have
to do with infinite collections, for example the collection of finite
integer numbers, it is possible to establish a one-to-one correspondence
between the whole collection and a part of itself. For example,
there is such a correspondence between the finite integers and the
even numbers, since the relation of a finite number to its double
is one-to-one. Thus it is evident that the number of an infinite
collection is equal to the number of a part of this collection.
It was formerly believed that this was a contradiction; even Leibnitz,
although he was a partisan of the actual infinite, denied infinite
number because of this supposed contradiction. But to demonstrate
that there is a contradiction we must suppose that all numbers obey
mathematical induction. To explain mathematical induction, let us
call by the name "hereditary property" of a number a property
which belongs to n + 1 whenever it belongs to n. Such is, for example,
the property of being greater than 100. If a number is greater than
100, the next number after it is greater than 100. Let us call by
the name "inductive property" of a number a hereditary
property which is possessed by the number zero. Such a property
must belong to 1, since it is hereditary and belongs to 0; in the
same way, it must belong to 2, since it belongs to 1; and so on.
Consequently the numbers of daily life possess every inductive property.
Now, amongst the inductive properties of numbers is found the following.
If any collection has the number n, no part of this collection can
have the same number n. Consequently, if all numbers possess all
inductive properties, there is a contradiction with the result that
there are collections which have the same number as a part of themselves.
This contradiction, however, ceases to subsist as soon as we admit
that there are numbers which do not possess all inductive properties.
And then it appears that there is no contradiction in infinite number.
Cantor has even created a whole arithmetic of infinite numbers,
and by means of this arithmetic he has completely resolved the former
problems on the nature of the infinite which have disturbed philosophy
since ancient times.
The problems of the continuum are closely connected with the problems
of the infinite and their solution is effected by the same means.
The paradoxes of Zeno the Eleatic and the difficulties in the analysis
of space, of time, and of motion, are all completely explained by
means of the modern theory of continuity. This is because a non-contradictory
theory has been found, according to which the continuum is composed
of an infinity of distinct elements; and this formerly appeared
impossible. The elements cannot all be reached by continual dichotomy;
but it does not follow that these elements do not exist.
From this follows a complete revolution in the philosophy of space
and time. The realist theories which were believed to be contradictory
are so no longer, and the idealist theories have lost any excuse
there might have been for their existence. The flux, which was believed
to be incapable of analysis into indivisible elements, shows itself
to be capable of mathematical analysis, and our reason shows itself
to be capable of giving an explanation of the physical world and
of the sensible world without supposing jumps where there is continuity,
and also without giving up the analysis into separate and indivisible
elements.
The mathematical theory of motion and other continuous changes
uses, besides the theories of infinite number and of the nature
of the continuum, two correlative notions, that of a function and
that of a variable. The importance of these ideas may be shown by
an example. We still find in books of philosophy a statement of
the law of causality in the form: "When the same cause happens
again, the same effect will also happen." But it might be very
justly remarked that the same cause never happens again. What actually
takes place is that there is a constant relation between causes
of a certain kind and the effects which result from them. Wherever
there is such a constant relation, the effect is a function of the
cause. By means of the constant relation we sum up in a single formula
an infinity of causes and effects, and we avoid the worn-out hypothesis
of the repetition of the same cause. It is the idea of functionality,
that is to say the idea of constant relation, which gives the secret
of the power of mathematics to deal simultaneously with an infinity
of data.
To understand the part played by the idea of a function in mathematics,
we must first of all understand the method of mathematical deduction.
It will be admitted that mathematical demonstrations, even those
which are performed by what is called mathematical induction, are
always deductive. Now, in a deduction it almost always happens that
the validity of the deduction does not depend on the subject spoken
about, but only on the form of what is said about it. Take for example
the classical argument: All men are mortal, Socrates is a man, therefore
Socrates is mortal. Here it is evident that what is said remains
true if Plato or Aristotle or anybody else is substituted for Socrates.
We can, then, say: If all men are mortal, and if x is a man, then
x is mortal. This is a first generalisation of the proposition from
which we set out. But it is easy to go farther. In the deduction
which has been stated, nothing depends on the fact that it is men
and mortals which occupy our attention. If all the members of any
class a are members of a class s, and if x is a member of the class
a, then x is a member of the class s. In this statement, we have
the pure logical form which underlies all the deductions of the
same form as that which proves that Socrates is mortal. To obtain
a proposition of pure mathematics (or of mathematical logic, which
is the same thing), we must submit a deduction of any kind to a
process analogous to that which we have just performed, that is
to say, when an argument remains valid if one of its terms is changed,
this term must be replaced by a variable, i.e. by an indeterminate
object. In this way we finally reach a proposition of pure logic,
that is to say a proposition which does not contain any other constant
than logical constants. The definition of the logical constants
is not easy, but this much may be said: A constant is logical if
the propositions in which it is found still contain it when we try
to replace it by a variable. More exactly, we may perhaps characterise
the logical constants in the following manner: If we take any deduction
and replace its terms by variables, it will happen, after a certain
number of stages, that the constants which still remain in the deduction
belong to a certain group, and, if we try to push generalisation
still farther, there will always remain constants which belong to
this same group. 'This group is the group of logical constants.
The logical constants are those which constitute pure form; a formal
proposition is a proposition which does not contain any other constants
than logical constants. We have just reduced the deduction which
proves that Socrates is mortal to the following form: "If x
is an a, then, if all the members of a are members of b, it follows
that x is a b." The constants here are: is-a, all, and if-then.
These are logical constants and evidently they are purely formal
concepts.
Now, the validity of any valid deduction depends on its form, and
its form is obtained by replacing the terms of the deduction by
variables, until there do not remain any other constants than those
of- logic. And conversely: every valid deduction can be obtained
by starting from a deduction which operates on variables by means
of logical constants, by attributing to variables definite values
with which the hypothesis becomes true.
By means of this operation of generalisation, we separate the strictly
deductive element in an argument from the element which depends
on the particularity of what is spoken about. Pure mathematics concerns
itself exclusively with the deductive element. We obtain propositions
of pure mathematics by a process of purification. If I say: "Here
are two things, and here are two other things, therefore here arc
four things in all", I do not state a proposition of pure mathematics
because here particular data come into question. The proposition
that I have stated is an application of the general proposition:
"Given any two things and also any two other things, there
are four things in all." 'The latter proposition is a proposition
of pure mathematics, while the former is a proposition of applied
mathematics.
It is obvious that what depends on the particularity of the subject
is the verification of the hypothesis, and this permits us to assert,
not merely that the hypothesis implies the thesis, but that, since
the hypothesis is true, the thesis is true also. This assertion
is not made in pure mathematics. Here we content ourselves with
the hypothetical form: It- any subject satisfies such and such a
hypothesis, it will also satisfy such and such a thesis. It is thus
that pure mathematics becomes entirely hypothetical, and concerns
itself exclusively with any indeterminate subject, that is to say
with a variable. Any valid deduction finds its form in a hypothetical
proposition belonging to pure mathematics; but in pure mathematics
itself we affirm neither the hypothesis nor the thesis, unless both
can be expressed in terms of logical constants.
If it is asked why it is worth while to reduce deductions to such
a form, I reply that there are two associated reasons for this.
In the first place, it is a good thing to generalise any truth as
much as possible; and, in the second place, an economy of work is
brought about by making the deduction with an indeterminate x. When
we reason al-out Socrates, we obtain results which apply only to
Socrates, so that, if we wish to know something about Plato, we
have to perform the reasoning all over again. But when we operate
on x, we obtain results which we know to be valid for every x which
satisfies the hypothesis. The usual scientific motives of economy
and generalisation lead us, then, to the theory of mathematical
method which has just been sketched.
After what has just been said it is easy to see what must be thought
about the intrinsic nature of propositions of pure mathematics.
In pure mathematics we have never to discuss facts that are applicable
to such and such an individual object; we need never know anything
about the actual world. We are concerned exclusively with variables,
that is to say, with any subject, about which hypotheses are made
which may be fulfilled sometimes, but whose verification for such
and such an object is only necessary for the importance of the deductions,
and not for their truth. At first sight it might appear that everything
would be arbitrary in such a science. But this is not so. It is
necessary that the hypothesis truly implies the thesis. If we make
the hypothesis that the hypothesis implies the thesis, we can only
make deductions in the case when this new hypothesis truly implies
the new thesis. Implication is a logical constant and cannot be
dispensed with. Consequently we need true propositions about implication.
If we took as premises propositions on implication which were not
true, the consequences which would appear to flow from them would
not be truly implied by the premises, so that we would not obtain
even a hypothetical proof. This necessity for true premises emphasises
a distinction of the first importance, that is to say the distinction
between a premise and a hypothesis. When we say "Socrates is
a man, therefore Socrates is mortal", the proposition "Socrates
is a man" is a premise; but when we say: "If Socrates
is a man, then Socrates is mortal", the proposition "Socrates
is a man" is only a hypothesis. Similarly when I say: "If
from p we deduce q and from q we deduce r, then from p we deduce
r", the proposition "From p we deduce q and from q we
deduce r" is a hypothesis, but the whole proposition is not
a hypothesis, since I affirm it, and, in fact, it is true. This
proposition is a rule of deduction, and the rules of deduction have
a two-fold use in mathematics: both as premises and as a method
of obtaining consequences of the premises. Now, if the rules of
deduction were not true, the consequences that would be obtained
by using them would not truly be consequences, so that we should
not have even a correct deduction setting out from a false premise.
It is this twofold use of the rules of deduction which differentiates
the foundations of mathematics from the later parts. In the later
parts, we use the same rules of deduction to deduce, but we no longer
use them immediately as premises. Consequently, in the later parts,
the immediate premises may be false without the deductions being
logically incorrect, but, in the foundations, the deductions will
be incorrect if the premises are not true. It is necessary to be
clear about this point, for otherwise the part of arbitrariness
and of hypothesis might appear greater than it is in reality.
Mathematics, therefore, is wholly composed of propositions which
only contain variables and logical constants, that is to say, purely
formal propositions-for the logical constants are those which constitute
form. It is remarkable that we have the power of knowing such propositions.
The consequences of the analysis of mathematical knowledge are not
without interest for the theory of knowledge. In the first place
it is to be remarked, in opposition to empirical theories, that
mathematical knowledge needs premises which are not based on the
data of sense. Every general proposition goes beyond the limits
of knowledge obtained through the senses, which is wholly restricted
to what is individual. If we say that the extension of the given
case to the general is effected by means of induction, we are forced
to admit that induction itself is not proved by means of experience.
Whatever may be the exact formulation of the fundamental principle
of induction, it is evident that in the first place this principle
is general, and in the second place that it cannot, without a vicious
circle, be itself demonstrated by induction.
It is to be supposed that the principle of induction can be formulated
more or less in the following way. If we are given the fact that
any two properties occur together in a certain number of cases,
it is more probable that a new case which possesses one of these
properties will possess the other than it would be if we had not
such a datum. I do not say that this is a satisfactory formulation
of the principle of induction; I only say that the principle of
induction must be like this in so far as it must be an absolutely
general principle which contains the notion of probability. Now
it is evident that sense-experience cannot demonstrate such a principle,
and cannot even make it probable; for it is only in virtue of the
principle itself that the fact that it has often been successful
gives grounds for the belief that it will probably be successful
in the future. Hence inductive knowledge, like all knowledge which
is obtained by reasoning, needs logical principles which are a priori
and universal. By formulating the principle of induction, we transform
every induction into a deduction; induction is nothing else than
a deduction which uses a certain premise, namely the principle of
induction.
In so far as it is primitive and undemonstrated, human knowledge
is thus divided into two kinds: knowledge of particular facts, which
alone allows us to affirm existence, and knowledge of logical truth,
which alone allows us to reason about data. In science and in daily
life the two kinds of knowledge are intermixed: the propositions
which are affirmed are obtained from particular premises by means
of logical principles. In pure perception we only find knowledge
of particular facts: in pure mathematics, we only find knowledge
of logical truths. In order that such a knowledge be possible, it
is necessary that there should be self-evident logical truths, that
is to say, truths which are known without demonstration. These are
the truths which are the premises of pure mathematics as well as
of the deductive elements in every demonstration on any subject
whatever.
It is, then, possible to make assertions, not only about cases
which we have been able to observe, but about all actual or possible
cases. The existence of assertions of this kind and their necessity
for almost all pieces of knowledge which are said to be founded
on experience shows that traditional empiricism is in error and
that there is a priori and universal knowledge.
In spite of the fact that traditional empiricism is mistaken in
its theory of knowledge, it must not be supposed that idealism is
right. Idealism at least every theory of knowledge which is derived
from Kant-assumes that the universality of a priori truths comes
from their property of expressing properties of the mind: I things
appear to be thus because the nature of the appearance depends on
the subject in the same way that, if we have blue spectacles, everything
appears to be blue. The categories of Kant are the coloured spectacles
of the mind; truths a priori are the false appearances produced
by those spectacles. Besides, we must know that everybody has spectacles
of the same kind and that the colour of the spectacles never changes.
Kant did not deign to tell us how he knew this.
As soon as we take into account the consequences of Kant's hypothesis,
it becomes evident that general and a priori truths must have the
same objectivity, the same independence of the mind, that the particular
facts of the physical world possess. In fact, if general truths
only express psychological facts, we could not know that they would
be constant from moment to moment or from person to person, and
we could never use them legitimately to deduce a fact from another
fact, since they would not connect facts but our ideas about the
facts. Logic and mathematics force us, then, to admit a kind of
realism in the scholastic sense, that is to say, to admit that there
is a world of universals and of truths which do not bear directly
on such and such a particular existence. This world of universals
must subsist, although it cannot exist in the same sense as that
in which particular data exist. We have immediate knowledge of an
indefinite number of propositions about universals: this is an ultimate
fact, as ultimate as sensation is. Pure mathematics-which is usually
called "logic" in its elementary parts-is the sum of everything
that we can know, whether directly or by demonstration, about certain
universals.
On the subject of self-evident truths it is necessary to avoid
a misunderstanding. Self-evidence is a psychological property and
is therefore subjective and variable. It is essential to knowledge,
since all knowledge must be either self-evident or deduced from
self-evident knowledge. But the order of knowledge which is obtained
by starting from what is self-evident is not the same thing as the
order of logical deduction, and we must not suppose that when we
give such and such premises for a deductive system, we are of opinion
that these premises constitute what is self-evident in the system.
In the first place self-evidence has degrees: It is quite possible
that the consequences are more evident than the premises. In the
second place it may happen that we are certain of the truth of many
of the consequences, but that the premises only appear probable,
and that their probability is due to the fact that true consequences
flow from them. In such a case, what we can be certain of is that
the premises imply all the true consequences that it was wished
to place in the deductive system. This remark has an application
to the foundations of mathematics, since many of the ultimate premises
are intrinsically less evident than many of the consequences which
are deduced from them. Besides, if we lay too much stress on the
self-evidence of the premises of a deductive system, we may be led
to mistake the part played by intuition (not spatial but logical)
in mathematics. The question of the part of logical intuition is
a psychological question and it is not necessary, when constructing
a deductive system, to have an opinion on it.
To sum up, we have seen, in the first place, that mathematical
logic has resolved the problems of infinity and continuity, and
that it has made possible a solid philosophy of space, time, and
motion. In the second place, we have seen that pure mathematics
can be defined as the class of propositions which are expressed
exclusively in terms of variables and logical constants, that is
to say as the class of purely formal propositions. In the third
place, we have seen that the possibility of mathematical knowledge
refutes both empiricism and idealism, since it shows that human
knowledge is not wholly deduced from facts of sense, but that a
priori knowledge can by no means be explained in a subjective or
psychological manner.
Source: Collected Papers of Bertrand Russell (1972) publ. Routledge.
Two articles reproduced here. |